Form 4 for AFRM Affirm Holdings, Inc.
Accepted 2021-11-09 00:00:00 ET · period of report 2021-11-08 · accession 0001628280-21-022616 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-11-09 | 2021-11-08 | AFRM | Jiyane Siphelele | VP, Ctrl | M - OptEx | $2.04 | +4,106 | 6,974 | +143% | +$8,376 |
| D | 2021-11-09 | 2021-11-08 | AFRM | Jiyane Siphelele | VP, Ctrl | S - Sale+OE | $175.00 | -4,106 | 2,868 | -59% | -$718.5K |
| D | 2021-11-09 | 2021-11-08 | AFRM | Jiyane Siphelele | VP, Ctrl | M - OptEx | $0.00 | -4,106 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-11-08 | M | A | 4,106 | $2.04 | 6,974 | D | — | — | |
| 2 | Common | Class A Common Stock | 2021-11-08 | S | D | 4,106 | $175.00 | 2,868 | D | — | — | (F1) The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 15, 2021. |
| 3 | Derivative | Stock Option (Right to Buy) | 2021-11-08 | M | D | 4,106 | $0.00 | 0 | D | $2.04 · — to 2027-05-29 | 4,106 Class A Common Stock | (F2) Stock option vests with respect to 1/24 of the shares of the Issuer's Class A common stock, par value $0.00001 per share ("Class A Common Stock"), underlying the stock option on the one-year anniversary of July 5, 2016, the vesting commencement date of the Reporting Person's first stock option award from the Issuer, and the remaining shares underlying the option vest in equal monthly installments thereafter, in each case subject to continued service with the Issuer. The Reporting Person can elect to exercise the stock option at any time, provided that the shares acquired upon exercise remain subject to the applicable vesting schedule. |