Form 4 for EXFY Expensify, Inc.
Accepted 2021-11-16 00:00:00 ET · period of report 2021-11-15 · accession 0001628280-21-023628 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-11-16 | 2021-11-15 | EXFY | Unameit Trust under Declaration of Trust dated March 10, 2000 | 10% | C - Cnv Deriv | $0.00 | +11.15M | 11.15M | New | $0 |
| D | 2021-11-16 | 2021-11-15 | EXFY | Unameit Trust under Declaration of Trust dated March 10, 2000 | 10% | S - Sale | $25.11 | -2.10M | 9.05M | -19% | -$52.79M |
| DM | 2021-11-16 | 2021-11-15 | EXFY | Unameit Trust under Declaration of Trust dated March 10, 2000 | 10% | C - Cnv Deriv | $0.00 | -1.11M | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-11-15 | C | A | 11,148,320 | $0.00 | 11,148,320 | D | — | — | (F1) FBHR Associates, LLC is the manager of Hillsven, LLC and in such capacity may be deemed to share voting and investment power over such securities. James G.B. DeMartini, III, as trustee of Unameit Trust, is the manager of FBHR Associates, LLC, and in such capacity may be deemed to share voting and investment power over such securities. |
| 2 | Common | Class A Common Stock | 2021-11-15 | S | D | 2,102,170 | $25.11 | 9,046,150 | D | — | — | (F1) FBHR Associates, LLC is the manager of Hillsven, LLC and in such capacity may be deemed to share voting and investment power over such securities. James G.B. DeMartini, III, as trustee of Unameit Trust, is the manager of FBHR Associates, LLC, and in such capacity may be deemed to share voting and investment power over such securities. |
| 3 | Derivative | Series B-1 Convertible Preferred Stock | 2021-11-15 | C | D | 48,710 | $0.00 | 0 | D | — · — to — | 487,100 Class A Common Stock | (F2) Each share of Convertible Preferred Stock automatically converted on a one-for-ten basis (after giving effect to a 10-for-1 forward stock split effective as of October 27, 2021) upon the closing of the Issuer's initial public offering. (F1) FBHR Associates, LLC is the manager of Hillsven, LLC and in such capacity may be deemed to share voting and investment power over such securities. James G.B. DeMartini, III, as trustee of Unameit Trust, is the manager of FBHR Associates, LLC, and in such capacity may be deemed to share voting and investment power over such securities. |
| 4 | Derivative | Series B Convertible Preferred Stock | 2021-11-15 | C | D | 327,028 | $0.00 | 0 | D | — · — to — | 3,270,280 Class A Common Stock | (F2) Each share of Convertible Preferred Stock automatically converted on a one-for-ten basis (after giving effect to a 10-for-1 forward stock split effective as of October 27, 2021) upon the closing of the Issuer's initial public offering. (F1) FBHR Associates, LLC is the manager of Hillsven, LLC and in such capacity may be deemed to share voting and investment power over such securities. James G.B. DeMartini, III, as trustee of Unameit Trust, is the manager of FBHR Associates, LLC, and in such capacity may be deemed to share voting and investment power over such securities. |
| 5 | Derivative | Series C Convertible Preferred Stock | 2021-11-15 | C | D | 73,141 | $0.00 | 0 | D | — · — to — | 731,410 Class A Common Stock | (F2) Each share of Convertible Preferred Stock automatically converted on a one-for-ten basis (after giving effect to a 10-for-1 forward stock split effective as of October 27, 2021) upon the closing of the Issuer's initial public offering. (F1) FBHR Associates, LLC is the manager of Hillsven, LLC and in such capacity may be deemed to share voting and investment power over such securities. James G.B. DeMartini, III, as trustee of Unameit Trust, is the manager of FBHR Associates, LLC, and in such capacity may be deemed to share voting and investment power over such securities. |
| 6 | Derivative | Series A Convertible Preferred Stock | 2021-11-15 | C | D | 665,953 | $0.00 | 0 | D | — · — to — | 6,659,530 Class A Common Stock | (F2) Each share of Convertible Preferred Stock automatically converted on a one-for-ten basis (after giving effect to a 10-for-1 forward stock split effective as of October 27, 2021) upon the closing of the Issuer's initial public offering. (F1) FBHR Associates, LLC is the manager of Hillsven, LLC and in such capacity may be deemed to share voting and investment power over such securities. James G.B. DeMartini, III, as trustee of Unameit Trust, is the manager of FBHR Associates, LLC, and in such capacity may be deemed to share voting and investment power over such securities. |