Form 4 for EXFY Expensify, Inc.
Accepted 2021-11-16 00:00:00 ET · period of report 2021-11-15 · accession 0001628280-21-023629 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2021-11-16 | 2021-11-15 | EXFY | Martirano David | 10% | C - Cnv Deriv | $0.00 | +9.16M | 230.2K | New | $0 |
| DMI | 2021-11-16 | 2021-11-15 | EXFY | Martirano David | 10% | S - Sale | $25.11 | -2.04M | 255.3K | -89% | -$51.27M |
| DMI | 2021-11-16 | 2021-11-15 | EXFY | Martirano David | 10% | C - Cnv Deriv | $0.00 | -916.5K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-11-15 | C | A | 4,274,220 | $0.00 | 4,289,510 | I See note | — | — | (F3) By Point Judith Venture Fund III (QP), L.P. ("Fund III (QP)"). Partners III is the general partner of Fund III (QP). Mr. Martirano is the manager of Partners III and in such capacity may be deemed to beneficially own such securities. |
| 2 | Common | Class A Common Stock | 2021-11-15 | C | A | 3,065,230 | $0.00 | 3,065,230 | I See note | — | — | (F4) By PJC-DV LLC ("DV"). DMM SPV Management LLC ("DMM") is the manager of DV. Mr. Martirano is the manager of DMM and in such capacity may be deemed to beneficially own such securities. |
| 3 | Common | Class A Common Stock | 2021-11-15 | C | A | 1,123,920 | $0.00 | 1,123,920 | I See note | — | — | (F5) By Point Judith Venture Fund IV, L.P. ("Fund IV"). Point Judith Capital Partners IV LLC ("Partners IV") is the general partner of Fund IV. Mr. Martirano is the manager of Partners IV, and in such capacity may be deemed to beneficially own such securities. |
| 4 | Common | Class A Common Stock | 2021-11-15 | C | A | 144,240 | $0.00 | 144,240 | I See note | — | — | (F6) By MKC Holdings Group LLC ("MKC"). Mr. Martirano is the manager of MKC and in such capacity may be deemed to beneficially own such securities. |
| 5 | Common | Class A Common Stock | 2021-11-15 | S | D | 50 | $25.11 | 230,140 | I See note | — | — | (F1) By PJC-DV II LLC ("DV II"). David Martirano is the Manager of DV II and in such capacity may be deemed to beneficially own such securities. |
| 6 | Common | Class A Common Stock | 2021-11-15 | C | A | 332,450 | $0.00 | 333,640 | I See note | — | — | (F2) By Point Judith Venture Fund III, L.P. ("Fund III"). Point Judith Capital Partners III LLC ("Partners III") is the general partner of Fund III. Mr. Martirano is the manager of Partners III, and in such capacity may be deemed to beneficially own such securities. |
| 7 | Common | Class A Common Stock | 2021-11-15 | S | D | 1,007,630 | $25.11 | 3,281,880 | I See note | — | — | (F3) By Point Judith Venture Fund III (QP), L.P. ("Fund III (QP)"). Partners III is the general partner of Fund III (QP). Mr. Martirano is the manager of Partners III and in such capacity may be deemed to beneficially own such securities. |
| 8 | Common | Class A Common Stock | 2021-11-15 | S | D | 720,040 | $25.11 | 2,345,190 | I See note | — | — | (F4) By PJC-DV LLC ("DV"). DMM SPV Management LLC ("DMM") is the manager of DV. Mr. Martirano is the manager of DMM and in such capacity may be deemed to beneficially own such securities. |
| 9 | Common | Class A Common Stock | 2021-11-15 | S | D | 201,920 | $25.11 | 922,000 | I See note | — | — | (F5) By Point Judith Venture Fund IV, L.P. ("Fund IV"). Point Judith Capital Partners IV LLC ("Partners IV") is the general partner of Fund IV. Mr. Martirano is the manager of Partners IV, and in such capacity may be deemed to beneficially own such securities. |
| 10 | Common | Class A Common Stock | 2021-11-15 | S | D | 33,880 | $25.11 | 110,360 | I See note | — | — | (F6) By MKC Holdings Group LLC ("MKC"). Mr. Martirano is the manager of MKC and in such capacity may be deemed to beneficially own such securities. |
| 11 | Common | Class A Common Stock | 2021-11-15 | C | A | 224,790 | $0.00 | 230,190 | I See note | — | — | (F1) By PJC-DV II LLC ("DV II"). David Martirano is the Manager of DV II and in such capacity may be deemed to beneficially own such securities. |
| 12 | Common | Class A Common Stock | 2021-11-15 | S | D | 78,370 | $25.11 | 255,270 | I See note | — | — | (F2) By Point Judith Venture Fund III, L.P. ("Fund III"). Point Judith Capital Partners III LLC ("Partners III") is the general partner of Fund III. Mr. Martirano is the manager of Partners III, and in such capacity may be deemed to beneficially own such securities. |
| 13 | Derivative | Series C Convertible Preferred Stock | 2021-11-15 | C | D | 1,491 | $0.00 | 0 | I See note | — · — to — | 14,910 Class A Common Stock | (F7) Each share of Convertible Preferred Stock automatically converted on a one-for-ten basis (after giving effect to a 10-for-1 forward stock split effective as of October 27, 2021) upon the closing of the Issuer's initial public offering. (F1) By PJC-DV II LLC ("DV II"). David Martirano is the Manager of DV II and in such capacity may be deemed to beneficially own such securities. |
| 14 | Derivative | Series B-1 Convertible Preferred Stock | 2021-11-15 | C | D | 2,962 | $0.00 | 0 | I See note | — · — to — | 29,620 Class A Common Stock | (F7) Each share of Convertible Preferred Stock automatically converted on a one-for-ten basis (after giving effect to a 10-for-1 forward stock split effective as of October 27, 2021) upon the closing of the Issuer's initial public offering. (F5) By Point Judith Venture Fund IV, L.P. ("Fund IV"). Point Judith Capital Partners IV LLC ("Partners IV") is the general partner of Fund IV. Mr. Martirano is the manager of Partners IV, and in such capacity may be deemed to beneficially own such securities. |
| 15 | Derivative | Series B-1 Convertible Preferred Stock | 2021-11-15 | C | D | 399,062 | $0.00 | 0 | I See note | — · — to — | 3,990,620 Class A Common Stock | (F7) Each share of Convertible Preferred Stock automatically converted on a one-for-ten basis (after giving effect to a 10-for-1 forward stock split effective as of October 27, 2021) upon the closing of the Issuer's initial public offering. (F3) By Point Judith Venture Fund III (QP), L.P. ("Fund III (QP)"). Partners III is the general partner of Fund III (QP). Mr. Martirano is the manager of Partners III and in such capacity may be deemed to beneficially own such securities. |
| 16 | Derivative | Series B-1 Convertible Preferred Stock | 2021-11-15 | C | D | 31,039 | $0.00 | 0 | I See note | — · — to — | 310,390 Class A Common Stock | (F7) Each share of Convertible Preferred Stock automatically converted on a one-for-ten basis (after giving effect to a 10-for-1 forward stock split effective as of October 27, 2021) upon the closing of the Issuer's initial public offering. (F2) By Point Judith Venture Fund III, L.P. ("Fund III"). Point Judith Capital Partners III LLC ("Partners III") is the general partner of Fund III. Mr. Martirano is the manager of Partners III, and in such capacity may be deemed to beneficially own such securities. |
| 17 | Derivative | Series B-1 Convertible Preferred Stock | 2021-11-15 | C | D | 8,075 | $0.00 | 0 | I See note | — · — to — | 80,750 Class A Common Stock | (F7) Each share of Convertible Preferred Stock automatically converted on a one-for-ten basis (after giving effect to a 10-for-1 forward stock split effective as of October 27, 2021) upon the closing of the Issuer's initial public offering. (F4) By PJC-DV LLC ("DV"). DMM SPV Management LLC ("DMM") is the manager of DV. Mr. Martirano is the manager of DMM and in such capacity may be deemed to beneficially own such securities. |
| 18 | Derivative | Series B-1 Convertible Preferred Stock | 2021-11-15 | C | D | 593 | $0.00 | 0 | I See note | — · — to — | 5,930 Class A Common Stock | (F7) Each share of Convertible Preferred Stock automatically converted on a one-for-ten basis (after giving effect to a 10-for-1 forward stock split effective as of October 27, 2021) upon the closing of the Issuer's initial public offering. (F1) By PJC-DV II LLC ("DV II"). David Martirano is the Manager of DV II and in such capacity may be deemed to beneficially own such securities. |
| 19 | Derivative | Series B-1 Convertible Preferred Stock | 2021-11-15 | C | D | 14,424 | $0.00 | 0 | I See note | — · — to — | 144,240 Class A Common Stock | (F7) Each share of Convertible Preferred Stock automatically converted on a one-for-ten basis (after giving effect to a 10-for-1 forward stock split effective as of October 27, 2021) upon the closing of the Issuer's initial public offering. (F6) By MKC Holdings Group LLC ("MKC"). Mr. Martirano is the manager of MKC and in such capacity may be deemed to beneficially own such securities. |
| 20 | Derivative | Series B Convertible Preferred Stock | 2021-11-15 | C | D | 101,974 | $0.00 | 0 | I See note | — · — to — | 1,019,740 Class A Common Stock | (F7) Each share of Convertible Preferred Stock automatically converted on a one-for-ten basis (after giving effect to a 10-for-1 forward stock split effective as of October 27, 2021) upon the closing of the Issuer's initial public offering. (F5) By Point Judith Venture Fund IV, L.P. ("Fund IV"). Point Judith Capital Partners IV LLC ("Partners IV") is the general partner of Fund IV. Mr. Martirano is the manager of Partners IV, and in such capacity may be deemed to beneficially own such securities. |
| 21 | Derivative | Series B Convertible Preferred Stock | 2021-11-15 | C | D | 278,108 | $0.00 | 0 | I See note | — · — to — | 2,781,080 Class A Common Stock | (F7) Each share of Convertible Preferred Stock automatically converted on a one-for-ten basis (after giving effect to a 10-for-1 forward stock split effective as of October 27, 2021) upon the closing of the Issuer's initial public offering. (F4) By PJC-DV LLC ("DV"). DMM SPV Management LLC ("DMM") is the manager of DV. Mr. Martirano is the manager of DMM and in such capacity may be deemed to beneficially own such securities. |
| 22 | Derivative | Series B Convertible Preferred Stock | 2021-11-15 | C | D | 20,395 | $0.00 | 0 | I See note | — · — to — | 203,950 Class A Common Stock | (F7) Each share of Convertible Preferred Stock automatically converted on a one-for-ten basis (after giving effect to a 10-for-1 forward stock split effective as of October 27, 2021) upon the closing of the Issuer's initial public offering. (F1) By PJC-DV II LLC ("DV II"). David Martirano is the Manager of DV II and in such capacity may be deemed to beneficially own such securities. |
| 23 | Derivative | Series C Convertible Preferred Stock | 2021-11-15 | C | D | 20,340 | $0.00 | 0 | I See note | — · — to — | 203,400 Class A Common Stock | (F7) Each share of Convertible Preferred Stock automatically converted on a one-for-ten basis (after giving effect to a 10-for-1 forward stock split effective as of October 27, 2021) upon the closing of the Issuer's initial public offering. (F4) By PJC-DV LLC ("DV"). DMM SPV Management LLC ("DMM") is the manager of DV. Mr. Martirano is the manager of DMM and in such capacity may be deemed to beneficially own such securities. |
| 24 | Derivative | Series C Convertible Preferred Stock | 2021-11-15 | C | D | 2,206 | $0.00 | 0 | I See note | — · — to — | 22,060 Class A Common Stock | (F7) Each share of Convertible Preferred Stock automatically converted on a one-for-ten basis (after giving effect to a 10-for-1 forward stock split effective as of October 27, 2021) upon the closing of the Issuer's initial public offering. (F2) By Point Judith Venture Fund III, L.P. ("Fund III"). Point Judith Capital Partners III LLC ("Partners III") is the general partner of Fund III. Mr. Martirano is the manager of Partners III, and in such capacity may be deemed to beneficially own such securities. |
| 25 | Derivative | Series C Convertible Preferred Stock | 2021-11-15 | C | D | 28,360 | $0.00 | 0 | I See note | — · — to — | 283,600 Class A Common Stock | (F7) Each share of Convertible Preferred Stock automatically converted on a one-for-ten basis (after giving effect to a 10-for-1 forward stock split effective as of October 27, 2021) upon the closing of the Issuer's initial public offering. (F3) By Point Judith Venture Fund III (QP), L.P. ("Fund III (QP)"). Partners III is the general partner of Fund III (QP). Mr. Martirano is the manager of Partners III and in such capacity may be deemed to beneficially own such securities. |
| 26 | Derivative | Series C Convertible Preferred Stock | 2021-11-15 | C | D | 7,456 | $0.00 | 0 | I See note | — · — to — | 74,560 Class A Common Stock | (F7) Each share of Convertible Preferred Stock automatically converted on a one-for-ten basis (after giving effect to a 10-for-1 forward stock split effective as of October 27, 2021) upon the closing of the Issuer's initial public offering. (F5) By Point Judith Venture Fund IV, L.P. ("Fund IV"). Point Judith Capital Partners IV LLC ("Partners IV") is the general partner of Fund IV. Mr. Martirano is the manager of Partners IV, and in such capacity may be deemed to beneficially own such securities. |