Form 4 for AFRM Affirm Holdings, Inc.
Accepted 2021-11-17 00:00:00 ET · period of report 2021-11-15 · accession 0001628280-21-023766 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2021-11-17 | 2021-11-15 | AFRM | Liew Jeremy | Dir | G - Gift | $0.00 | -67.6K | 116.2K | -37% | $0 | |
| M | 2021-11-17 | 2021-11-15 | AFRM | Liew Jeremy | Dir | S - Sale | $146.21 | -68.8K | 236.9K | -22% | -$10.05M |
| MI | 2021-11-17 | 2021-11-12 | AFRM | Liew Jeremy | Dir | J - Other | $0.00 | -4.65M | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-11-15 | G | D | 67,572 | $0.00 | 116,186 | D | — | — | |
| 2 | Common | Class A Common Stock | 2021-11-15 | S | D | 1,250 | $149.94 | 183,758 | D | — | — | |
| 3 | Common | Class A Common Stock | 2021-11-15 | S | D | 2,501 | $147.93 | 185,008 | D | — | — | (F11) Represents the weighted average sale price of the shares sold from $147.66 to $148.25 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 4 | Common | Class A Common Stock | 2021-11-15 | S | D | 16,154 | $146.95 | 187,509 | D | — | — | (F10) Represents the weighted average sale price of the shares sold from $146.65 to $147.61 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 5 | Common | Class A Common Stock | 2021-11-15 | S | D | 33,277 | $146.10 | 203,663 | D | — | — | (F9) Represents the weighted average sale price of the shares sold from $145.65 to $146.64 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 6 | Common | Class A Common Stock | 2021-11-12 | J | D | 1,254,623 | $0.00 | 0 | I By Lightspeed Opportunity Fund, L.P. | — | — | |
| 7 | Common | Class A Common Stock | 2021-11-12 | J | D | 2,459,558 | $0.00 | 0 | I By Lightspeed Venture Partners Select, L.P. | — | — | |
| 8 | Common | Class A Common Stock | 2021-11-12 | J | D | 934,988 | $0.00 | 0 | I By Lightspeed Venture Partners Select II, L.P. | — | — | |
| 9 | Common | Class A Common Stock | 2021-11-15 | S | D | 15,568 | $145.09 | 236,940 | D | — | — | (F4) Represents the weighted average sale price of the shares sold from $144.65 to $145.63 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. (F8) Represents the receipt of 7,346 shares of Class A Common Stock pursuant to a pro rata distribution effected by Lightspeed Opportunity Fund L.P. to its members, including the Reporting Person, for no additional consideration. (F6) Represents the receipt of 75,223 shares of Class A Common Stock pursuant to a pro rata distribution effected by Lightspeed Venture Partners Select, L.P. to its members, including the Reporting Person, for no additional consideration. (F7) Represents the receipt of 22,917 shares of Class A Common Stock pursuant to a pro rata distribution effected by Lightspeed Venture Partners Select II, L.P. to its members, including the Reporting Person, for no additional consideration. (F5) Represents the receipt of 147,022 shares of Class A Common Stock pursuant to a pro rata distribution effected by Lightspeed Venture Partners IX to its members, including the Reporting Person, for no additional consideration. |