Form 4 for EARN Ellington Credit Co
Accepted 2021-12-20 00:00:00 ET · period of report 2021-12-16 · accession 0001628280-21-025397 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2021-12-20 | 2021-12-16 | EARN | Smernoff Chris | CFO | A - Grant | $0.00 | +3,532 | 14.3K | +33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common shares of beneficial interest | 2021-12-16 | A | A | 3,532 | $0.00 | 14,333 | D | — | — | (F1) The common shares of beneficial interest (the "Common Shares") were granted to the Reporting Person as the Company's Chief Financial Officer, under the Ellington Residential Mortgage REIT 2013 Equity Incentive Plan. 1,766 of the Common Shares will vest, subject to certain limitations, on December 16, 2022, and the remaining 1,766 of the Common Shares will vest, subject to certain limitations, on December 16, 2023. (F2) 1,517 of these Common Shares will vest, subject to certain limitations, on December 17, 2022. |