Form 4 for EOSE Eos Energy Enterprises, Inc.
Accepted 2021-12-22 00:00:00 ET · period of report 2021-12-20 · accession 0001628280-21-025524 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-12-22 | 2021-12-20 | EOSE | Kurada Sagar | CFO | F - Tax | $8.13 | -24.8K | 50.2K | -33% | -$201.3K |
| D | 2021-12-22 | 2021-12-20 | EOSE | Kurada Sagar | CFO | M - OptEx | $0.00 | +75.0K | 75.0K | New | $0 |
| D | 2021-12-22 | 2021-12-20 | EOSE | Kurada Sagar | CFO | M - OptEx | $0.00 | -75.0K | 125.0K | -38% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-20 | F | D | 24,761 | $8.13 | 50,239 | D | — | — | |
| 2 | Common | Common Stock | 2021-12-20 | M | A | 75,000 | $0.00 | 75,000 | D | — | — | (F1) RSUs convert without cost to shares of common stock on a one-for-one basis. |
| 3 | Derivative | Restricted Stock Units | 2021-12-20 | M | D | 75,000 | $0.00 | 125,000 | D | $0.00 · 2021-12-20 to — | 75,000 Common Stock | (F2) The reporting person received a grant of RSUs under the Issuer's 2020 Incentive Plan, as amended from time to time, which originally vested as follows: 25,000 RSUs shall vest on January 3, 2022, 75,000 RSUs shall vest on January 2, 2023, and 100,000 RSUs shall vest on January 1, 2024, subject to continued service through each vesting date. Vesting of 75,000 units was accelerated per the Separation agreement signed between the reporting person and the Company. (F3) Not applicable |