Form 4 for NOC Northrop Grumman
Accepted 2022-01-04 00:00:00 ET · period of report 2021-12-31 · accession 0001628280-22-000175 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-01-04 | 2021-12-31 | NOC | Larson Blake E | Corp. VP | F - Tax | $387.07 | -445 | 14.8K | -3% | -$172.2K |
| D | 2022-01-04 | 2021-12-31 | NOC | Larson Blake E | Corp. VP | M - OptEx | $0.00 | +1,414 | 15.3K | +10% | $0 |
| D | 2022-01-04 | 2021-12-31 | NOC | Larson Blake E | Corp. VP | M - OptEx | $0.00 | -1,414 | 9,112 | -13% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-31 | F | D | 445 | $387.07 | 14,843.10 | D | — | — | |
| 2 | Common | Common Stock | 2021-12-31 | M | A | 1,414 | $0.00 | 15,288.10 | D | — | — | (F1) Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the 2011 Long-Term Incentive Stock Plan on 2/12/2020 that vested on 12/31/2021. |
| 3 | Derivative | Restricted Stock Rights | 2021-12-31 | M | D | 1,414 | $0.00 | 9,112 | D | — · — to — | 1,414 Common Stock | (F1) Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the 2011 Long-Term Incentive Stock Plan on 2/12/2020 that vested on 12/31/2021. (F2) Each RSR represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. |