Form 4 for LMB Limbach Holdings, Inc.
Accepted 2022-01-04 00:00:00 ET · period of report 2022-01-01 · accession 0001628280-22-000224 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-01-04 | 2022-01-01 | LMB | McCann Michael M | COO | M - OptEx | $0.00 | +13.7K | 67.5K | +26% | $0 |
| D | 2022-01-04 | 2022-01-01 | LMB | McCann Michael M | COO | F - Tax | $9.00 | -4,071 | 63.4K | -6% | -$36.6K |
| DM | 2022-01-04 | 2022-01-01 | LMB | McCann Michael M | COO | M - OptEx | $0.00 | -13.7K | 21.5K | -39% | $0 |
| D | 2022-01-04 | 2022-01-01 | LMB | McCann Michael M | COO | A - Grant | $0.00 | +16.5K | 34.1K | +94% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-01-01 | M | A | 2,500 | $0.00 | 63,582 | D | — | — | (F1) Reflect the withholding of 3,413 shares by Limbach Holdings, Inc. (the "Company") to satisfy tax withholding requirements not previously reported. Such transaction was exempt from Section 16(b) pursuant to Rule 16b-3. |
| 2 | Common | Common Stock | 2022-01-01 | M | A | 4,000 | $0.00 | 57,749 | D | — | — | (F1) Reflect the withholding of 3,413 shares by Limbach Holdings, Inc. (the "Company") to satisfy tax withholding requirements not previously reported. Such transaction was exempt from Section 16(b) pursuant to Rule 16b-3. |
| 3 | Common | Common Stock | 2022-01-01 | M | A | 3,333 | $0.00 | 61,082 | D | — | — | (F1) Reflect the withholding of 3,413 shares by Limbach Holdings, Inc. (the "Company") to satisfy tax withholding requirements not previously reported. Such transaction was exempt from Section 16(b) pursuant to Rule 16b-3. |
| 4 | Common | Common Stock | 2022-01-01 | F | D | 4,071 | $9.00 | 63,400 | D | — | — | (F1) Reflect the withholding of 3,413 shares by Limbach Holdings, Inc. (the "Company") to satisfy tax withholding requirements not previously reported. Such transaction was exempt from Section 16(b) pursuant to Rule 16b-3. |
| 5 | Common | Common Stock | 2022-01-01 | M | A | 3,889 | $0.00 | 67,471 | D | — | — | (F1) Reflect the withholding of 3,413 shares by Limbach Holdings, Inc. (the "Company") to satisfy tax withholding requirements not previously reported. Such transaction was exempt from Section 16(b) pursuant to Rule 16b-3. |
| 6 | Derivative | Restricted Stock Units | 2022-01-01 | M | D | 3,889 | $0.00 | 17,612 | D | — · — to — | 3,889 Common Stock | (F2) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Company's common stock, exempt under Rule 16b-3. (F6) This award of RSUs was granted on 1/1/2021. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2022, January 1, 2023 and January 1, 2024, subject to continued employment through the applicable vesting date. The amounts reported above (related to this grant) do not include performance-based RSUs, if any, that may be earned by the reporting person but for which the Compensation Committee has not yet determined the achievement of the applicable performance goals. Any such RSU's will be reported on a Form 4 within two business days of the date of such determination. |
| 7 | Derivative | Restricted Stock Units | 2022-01-01 | M | D | 4,000 | $0.00 | 27,334 | D | — · — to — | 4,000 Common Stock | (F2) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Company's common stock, exempt under Rule 16b-3. (F3) This award of RSUs was granted on 02/27/2019. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2020, January 1, 2021 and January 1, 2022, subject to continued service through the applicable vesting date. |
| 8 | Derivative | Restricted Stock Units | 2022-01-01 | A | A | 16,469 | $0.00 | 34,081 | D | — · — to — | 16,469 Common Stock | (F2) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Company's common stock, exempt under Rule 16b-3. (F7) This award of RSUs was granted on 1/1/2022. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2023, January 1, 2024 and January 1, 2025, subject to continued employment through the applicable vesting date. The amounts reported above (related to this grant) do not include performance-based RSUs, if any, that may be earned by the reporting person but for which the Compensation Committee has not yet determined the achievement of the applicable performance goals. Any such RSU's will be reported on a Form 4 within two business days of the date of such determination. |
| 9 | Derivative | Restricted Stock Units | 2022-01-01 | M | D | 3,333 | $0.00 | 24,001 | D | — · — to — | 3,333 Common Stock | (F2) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Company's common stock, exempt under Rule 16b-3. (F4) This award of RSUs was granted on 01/01/2020. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2021, January 1, 2022 and January 1, 2023, subject to continued employment through the applicable vesting date. The amounts reported above (related to this grant) do not include performance-based RSUs, if any, that may be earned by the reporting person but for which the Compensation Committee has not yet determined the achievement of the applicable performance goals. Any such RSUs will be reported on a Form 4 within two business days of the date of such determination. |
| 10 | Derivative | Restricted Stock Units | 2022-01-01 | M | D | 2,500 | $0.00 | 21,501 | D | — · — to — | 2,500 Common Stock | (F2) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Company's common stock, exempt under Rule 16b-3. (F5) This award of RSUs was granted on 05/11/2020. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2021, January 1, 2022 and January 1, 2023, subject to continued employment through the applicable vesting date. |