Form 4 for AFRM Affirm Holdings, Inc.
Accepted 2022-01-04 00:00:00 ET · period of report 2022-01-01 · accession 0001628280-22-000239 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-01-04 | 2022-01-01+ | AFRM | Adkins Katherine | CLO | M - OptEx | $29.43 | +4,705 | 2,490 | New | +$138.5K |
| D | 2022-01-04 | 2022-01-01 | AFRM | Adkins Katherine | CLO | F - Tax | $100.56 | -827 | 1,663 | -33% | -$83.2K |
| D | 2022-01-04 | 2022-01-03 | AFRM | Adkins Katherine | CLO | S - Sale+OE | $102.00 | -2,215 | 1,663 | -57% | -$225.9K |
| DM | 2022-01-04 | 2022-01-01+ | AFRM | Adkins Katherine | CLO | M - OptEx | $0.00 | -4,705 | 22.7K | -17% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-01-03 | M | A | 2,215 | $62.52 | 3,878 | D | — | — | |
| 2 | Common | Class A Common Stock | 2022-01-01 | F | D | 827 | $100.56 | 1,663 | D | — | — | (F2) Represents the number of shares of the Issuer's Common Stock withheld to satisfy the Reporting Person's tax obligation in connection with the settlement of shares of Common Stock underlying the Reporting Person's restricted stock units that vested on January 1, 2022. |
| 3 | Common | Class A Common Stock | 2022-01-01 | M | A | 2,490 | $0.00 | 2,490 | D | — | — | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock. |
| 4 | Common | Class A Common Stock | 2022-01-03 | S | D | 2,215 | $102.00 | 1,663 | D | — | — | (F3) The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2021. |
| 5 | Derivative | Restricted Stock Units | 2022-01-01 | M | D | 2,325 | $0.00 | 16,275 | D | — · — to 2027-10-26 | 2,325 Class A Common Stock | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock. (F5) The RSUs vest in 24 equal monthly installments after August 1, 2022, subject to the Reporting Person's continuous service with the Issuer as of each vesting date. |
| 6 | Derivative | Restricted Stock Units | 2022-01-01 | M | D | 165 | $0.00 | 6,788 | D | — · — to — | 165 Class A Common Stock | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock. (F4) The RSUs vest in 48 equal monthly installments after June 1, 2021, subject to the Reporting Person's continuous service with the Issuer as of each vesting date. This grant has no expiration date. |
| 7 | Derivative | Stock Option (Right to Buy) | 2022-01-03 | M | D | 2,215 | $0.00 | 22,700 | D | $62.52 · — to 2031-06-01 | 2,215 Class A Common Stock | (F6) The stock option vests in 48 equal monthly installments after June 1, 2021, subject to the Reporting Person's continuous service with the Issuer as of each vesting date. |