Form 4 for EOSE Eos Energy Enterprises, Inc.
Accepted 2022-01-05 00:00:00 ET · period of report 2022-01-03 · accession 0001628280-22-000329 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-01-05 | 2022-01-03 | EOSE | Kurada Sagar | CFO | M - OptEx | $0.00 | +25.0K | 75.2K | +50% | $0 |
| D | 2022-01-05 | 2022-01-03 | EOSE | Kurada Sagar | CFO | F - Tax | $7.60 | -8,300 | 66.9K | -11% | -$63.1K |
| D | 2022-01-05 | 2022-01-03 | EOSE | Kurada Sagar | CFO | M - OptEx | $0.00 | -25.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-01-03 | M | A | 25,000 | $0.00 | 75,239 | D | — | — | (F1) RSUs convert without cost to shares of common stock on a one-for-one basis. |
| 2 | Common | Common Stock | 2022-01-03 | F | D | 8,300 | $7.60 | 66,939 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2022-01-03 | M | D | 25,000 | $0.00 | 0 | D | $0.00 · 2022-01-03 to — | 25,000 Common Stock | (F2) The reporting person received a grant of RSUs under the Issuer's 2020 Incentive Plan, as amended from time to time, which was originally scheduled to vest as follows: 25,000 RSUs vesting on January 3, 2022, 75,000 RSUs to vest on January 2, 2023, and 100,000 RSUs to vest on January 1, 2024, subject to continued service through each vesting date. As previously reported, the vesting of 75,000 RSUs was accelerated on December 20, 2021 and the remaining 100,000 RSUs are forfeited, in each case per the Separation agreement signed between the reporting person and the Issuer. (F3) Not applicable |