InsiderTrades

Form 4 for UPST Upstart Holdings, Inc.

Accepted 2022-01-05 00:00:00 ET · period of report 2022-01-03 · accession 0001628280-22-000393 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X Filed Traded Ticker Insider Title Type Price Qty Owned ΔOwn Value
MI 2022-01-05 2022-01-03 UPST Girouard Dave CEO, Dir, 10% S - Sale $150.46 -8,332 566.4K -1% -$1.25M
M 2022-01-05 2022-01-03 UPST Girouard Dave CEO, Dir, 10% S - Sale $148.48 -83.3K 78.7K -51% -$12.37M

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#TableSecurityDateCodeA/DSharesPriceOwned afterOwnExercise / expiryUnderlyingFootnotes
1 Common Common Stock 2022-01-03 S D 500 $151.95 564,706 I — — (F29) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $151.40 to $152.25.
2 Common Common Stock 2022-01-03 S D 3,600 $150.57 69,742 D See Footnote — — (F10) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $150.17 to $151.15. (F3) Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. (F17) These shares are held by Tristen Baird Willard, as trustee of the TMG 2020 EXEMPT GIFT TRUST, dated October 19, 2020.
3 Common Common Stock 2022-01-03 S D 457 $147.37 565,974 I See Footnote — — (F18) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $146.92 to $147.74. (F25) These shares are held by Tristen Baird Willard, as trustee of the JRG 2020 EXEMPT GIFT TRUST, dated October 19, 2020.
4 Common Common Stock 2022-01-03 S D 400 $148.55 565,574 I See Footnote — — (F19) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $148.15 to $149.12. (F25) These shares are held by Tristen Baird Willard, as trustee of the JRG 2020 EXEMPT GIFT TRUST, dated October 19, 2020.
5 Common Common Stock 2022-01-03 S D 450 $150.96 565,124 I See Footnote — — (F20) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $150.52 to $151.40. (F25) These shares are held by Tristen Baird Willard, as trustee of the JRG 2020 EXEMPT GIFT TRUST, dated October 19, 2020.
6 Common Common Stock 2022-01-03 S D 550 $152.30 564,574 I — — (F21) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $151.99 to $152.90.
7 Common Common Stock 2022-01-03 S D 880 $153.68 563,694 I — — (F22) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $153.10 to $153.98.
8 Common Common Stock 2022-01-03 S D 529 $154.64 563,165 I — — (F23) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $154.14 to $155.00.
9 Common Common Stock 2022-01-03 S D 850 $146.15 566,481 I — — (F16) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $145.715 to $146.51.
10 Common Common Stock 2022-01-03 S D 525 $147.25 565,956 I — — (F26) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $146.71 to $147.66.
11 Common Common Stock 2022-01-03 S D 350 $148.38 565,606 I — — (F27) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $147.765 to $148.75.
12 Common Common Stock 2022-01-03 S D 100 $149.12 565,506 I — —
13 Common Common Stock 2022-01-03 S D 300 $150.56 565,206 I — — (F28) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $150.21 to $150.95.
14 Common Common Stock 2022-01-03 S D 5,375 $149.51 73,342 D See Footnote — — (F9) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $149.16 to $150.14. (F3) Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. (F17) These shares are held by Tristen Baird Willard, as trustee of the TMG 2020 EXEMPT GIFT TRUST, dated October 19, 2020.
15 Common Common Stock 2022-01-03 S D 331 $152.86 564,375 I — — (F30) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $152.49 to $153.23.
16 Common Common Stock 2022-01-03 S D 810 $153.80 563,565 I — — (F31) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $153.60 to $154.14.
17 Common Common Stock 2022-01-03 S D 400 $154.80 563,165 I — — (F32) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $154.60 to $155.00.
18 Common Common Stock 2022-01-03 S D 2,400 $151.88 67,342 D See Footnote — — (F11) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $151.29 to $152.27. (F3) Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. (F25) These shares are held by Tristen Baird Willard, as trustee of the JRG 2020 EXEMPT GIFT TRUST, dated October 19, 2020.
19 Common Common Stock 2022-01-03 S D 3,800 $152.68 63,542 D See Footnote — — (F12) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $152.29 to $153.20. (F3) Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. (F25) These shares are held by Tristen Baird Willard, as trustee of the JRG 2020 EXEMPT GIFT TRUST, dated October 19, 2020.
20 Common Common Stock 2022-01-03 S D 7,534 $153.82 56,008 D See Footnote — — (F13) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $153.50 to $154.495. (F3) Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. (F25) These shares are held by Tristen Baird Willard, as trustee of the JRG 2020 EXEMPT GIFT TRUST, dated October 19, 2020.
21 Common Common Stock 2022-01-03 S D 2,500 $154.85 53,508 D See Footnote — — (F14) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $154.50 to $155.36. (F3) Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. (F25) These shares are held by Tristen Baird Willard, as trustee of the JRG 2020 EXEMPT GIFT TRUST, dated October 19, 2020.
22 Common Common Stock 2022-01-03 S D 200 $155.60 53,308 D See Footnote — — (F3) Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. (F25) These shares are held by Tristen Baird Willard, as trustee of the JRG 2020 EXEMPT GIFT TRUST, dated October 19, 2020.
23 Common Common Stock 2022-01-03 S D 900 $146.16 566,431 I See Footnote — — (F16) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $145.715 to $146.51. (F25) These shares are held by Tristen Baird Willard, as trustee of the JRG 2020 EXEMPT GIFT TRUST, dated October 19, 2020.
24 Common Common Stock 2022-01-03 S D 7,362 $144.73 129,279 D See Footnote — — (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $144.13 to $145.12. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2), footnotes (5) through (14), footnote (16), footnotes (18) through (23), and footnotes (26) to (32) to this Form 4. (F3) Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. (F4) Immediately prior to the sale by the Reporting Person of an aggregate of 83,333 shares of Common Stock, the 2008 D&T Girouard Revocable Trust, for which the Reporting Person serves as Trustee (the "Girouard Revocable Trust"), transferred 83,333 shares of Common Stock to the Reporting Person. (F17) These shares are held by Tristen Baird Willard, as trustee of the TMG 2020 EXEMPT GIFT TRUST, dated October 19, 2020.
25 Common Common Stock 2022-01-03 S D 13,658 $145.61 115,621 D See Footnote — — (F5) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $145.13 to $146.12. (F3) Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. (F17) These shares are held by Tristen Baird Willard, as trustee of the TMG 2020 EXEMPT GIFT TRUST, dated October 19, 2020.
26 Common Common Stock 2022-01-03 S D 11,112 $146.64 104,509 D See Footnote — — (F6) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $146.13 to $147.11. (F3) Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. (F17) These shares are held by Tristen Baird Willard, as trustee of the TMG 2020 EXEMPT GIFT TRUST, dated October 19, 2020.
27 Common Common Stock 2022-01-03 S D 12,402 $147.69 92,107 D See Footnote — — (F7) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $147.16 to $148.15. (F3) Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. (F17) These shares are held by Tristen Baird Willard, as trustee of the TMG 2020 EXEMPT GIFT TRUST, dated October 19, 2020.
28 Common Common Stock 2022-01-03 S D 13,390 $148.63 78,717 D See Footnote — — (F8) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $148.16 to $149.11. (F3) Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. (F17) These shares are held by Tristen Baird Willard, as trustee of the TMG 2020 EXEMPT GIFT TRUST, dated October 19, 2020.