Form 4 for AFRM Affirm Holdings, Inc.
Accepted 2022-02-03 00:00:00 ET · period of report 2022-02-01 · accession 0001628280-22-001797 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-02-03 | 2022-02-01 | AFRM | Adkins Katherine | CLO | M - OptEx | $0.00 | +2,795 | 4,458 | +168% | $0 |
| D | 2022-02-03 | 2022-02-01 | AFRM | Adkins Katherine | CLO | F - Tax | $67.48 | -847 | 3,611 | -19% | -$57.2K |
| DM | 2022-02-03 | 2022-02-01 | AFRM | Adkins Katherine | CLO | M - OptEx | $0.00 | -2,795 | 6,622 | -30% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-02-01 | M | A | 2,795 | $0.00 | 4,458 | D | — | — | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock. |
| 2 | Common | Class A Common Stock | 2022-02-01 | F | D | 847 | $67.48 | 3,611 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2022-02-01 | M | D | 304 | $0.00 | 14,332 | D | — · — to — | 304 Class A Common Stock | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock. (F5) The RSUs vest in 48 equal monthly installments beginning February 1, 2022, subject to the Reporting Person's continuous service with the Issuer as of each vesting date. This grant has no expiration date. |
| 4 | Derivative | Restricted Stock Units | 2022-02-01 | M | D | 2,325 | $0.00 | 13,950 | D | — · — to 2027-10-26 | 2,325 Class A Common Stock | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock. (F3) The RSUs vest in 24 equal monthly installments until August 1, 2022, subject to the Reporting Person's continuous service with the Issuer as of each vesting date. |
| 5 | Derivative | Restricted Stock Units | 2022-02-01 | M | D | 166 | $0.00 | 6,622 | D | — · — to — | 166 Class A Common Stock | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock. (F4) The RSUs vest in 48 equal monthly installments beginning July 1, 2021, subject to the Reporting Person's continuous service with the Issuer as of each vesting date. This grant has no expiration date. |