Form 4 for NOC Northrop Grumman
Accepted 2022-02-16 00:00:00 ET · period of report 2022-02-14 · accession 0001628280-22-002867 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-02-16 | 2022-02-14 | NOC | Hardesty Michael A | CAO, Corp VP, Ctrl | G - Gift | $0.00 | -1,100 | 3,122 | -26% | $0 |
| D | 2022-02-16 | 2022-02-14 | NOC | Hardesty Michael A | CAO, Corp VP, Ctrl | M - OptEx | $0.00 | +766 | 4,809 | +19% | $0 |
| D | 2022-02-16 | 2022-02-14 | NOC | Hardesty Michael A | CAO, Corp VP, Ctrl | F - Tax | $390.60 | -240 | 4,569 | -5% | -$93.7K |
| D | 2022-02-16 | 2022-02-14 | NOC | Hardesty Michael A | CAO, Corp VP, Ctrl | S - Sale+OE | $397.00 | -347 | 4,222 | -8% | -$137.8K |
| D | 2022-02-16 | 2022-02-14 | NOC | Hardesty Michael A | CAO, Corp VP, Ctrl | M - OptEx | $0.00 | -766 | 1,360 | -36% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-14 | G | D | 1,100 | $0.00 | 3,121.95 | D | — | — | |
| 2 | Common | Common Stock | 2022-02-14 | M | A | 766 | $0.00 | 4,808.95 | D | — | — | |
| 3 | Common | Common Stock | 2022-02-14 | F | D | 240 | $390.60 | 4,568.95 | D | — | — | |
| 4 | Common | Common Stock | 2022-02-14 | S | D | 347 | $397.00 | 4,221.95 | D | — | — | (F1) The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. |
| 5 | Derivative | Restricted Stock Rights | 2022-02-14 | M | D | 766 | $0.00 | 1,360 | D | — · — to — | 766 Common Stock | (F2) Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. (F3) Shares issued upon vesting of RSRs granted under the Long-Term Incentive Stock Plan ("LTISP") on 2/13/19 that vested on 2/14/22. |