Form 4 for NOC Northrop Grumman
Accepted 2022-02-16 00:00:00 ET · period of report 2022-02-14 · accession 0001628280-22-002871 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-02-16 | 2022-02-14 | NOC | Warden Kathy J | COB, CEO, Pres, Dir | M - OptEx | $0.00 | +14.2K | 130.1K | +12% | $0 |
| D | 2022-02-16 | 2022-02-14 | NOC | Warden Kathy J | COB, CEO, Pres, Dir | F - Tax | $390.60 | -6,033 | 124.0K | -5% | -$2.36M |
| D | 2022-02-16 | 2022-02-14 | NOC | Warden Kathy J | COB, CEO, Pres, Dir | M - OptEx | $0.00 | -14.2K | 26.2K | -35% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-14 | M | A | 14,227 | $0.00 | 130,065.29 | D | — | — | |
| 2 | Common | Common Stock | 2022-02-14 | F | D | 6,033 | $390.60 | 124,032.29 | D | — | — | |
| 3 | Derivative | Restricted Stock Rights | 2022-02-14 | M | D | 14,227 | $0.00 | 26,229 | D | — · — to — | 14,227 Common Stock | (F1) Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. (F2) Shares issued upon vesting of RSRs granted under the Long-Term Incentive Stock Plan ("LTISP") on 2/13/19 that vested on 2/14/22. |