Form 4 for NOC Northrop Grumman
Accepted 2022-02-17 00:00:00 ET · period of report 2022-02-15 · accession 0001628280-22-003054 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-02-17 | 2022-02-15 | NOC | Purvis Shawn N | Pres, CVP, Enterprise Svcs | F - Tax | $384.77 | -2,481 | 8,167 | -23% | -$954.6K |
| D | 2022-02-17 | 2022-02-15 | NOC | Purvis Shawn N | Pres, CVP, Enterprise Svcs | M - OptEx | $0.00 | +5,671 | 10.6K | +114% | $0 |
| D | 2022-02-17 | 2022-02-15 | NOC | Purvis Shawn N | Pres, CVP, Enterprise Svcs | M - OptEx | $0.00 | -5,671 | 7,939 | -42% | $0 |
| D | 2022-02-17 | 2022-02-15 | NOC | Purvis Shawn N | Pres, CVP, Enterprise Svcs | A - Grant | $0.00 | +1,023 | 13.6K | +8% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-15 | F | D | 2,481 | $384.77 | 8,167.42 | D | — | — | |
| 2 | Common | Common Stock | 2022-02-15 | M | A | 5,671 | $0.00 | 10,648.42 | D | — | — | |
| 3 | Derivative | Restricted Performance Stock Rights | 2022-02-15 | M | D | 5,671 | $0.00 | 7,939 | D | — · — to — | 5,671 Common Stock | (F2) Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). |
| 4 | Derivative | Restricted Performance Stock Rights | 2022-02-15 | A | A | 1,023 | $0.00 | 13,610 | D | — · — to — | 1,023 Common Stock | (F3) Vested RPSRs with respect to the measurement period ended 12/31/21 acquired due to settlement of the 2019 RPSRs granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 2/13/19 that resulted in settlement at 122% of the target award. A total of 5,671 shares were issued in settlement of the 2019 RPSRs with a measurement period that ended 12/31/21, and the target award amount of 4,648 RPSRs was previously reported in connection with the grant of the 2019 RPSRs. (F2) Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). |