Form 4 for KPLT Katapult Holdings, Inc.
Accepted 2022-03-02 00:00:00 ET · period of report 2022-02-28 · accession 0001628280-22-004759 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-03-02 | 2022-02-28 | KPLT | TOWERS CHRISTOPHER | CAO | F - Tax | $2.36 | -8,213 | 14.2K | -37% | -$19.4K |
| D | 2022-03-02 | 2022-02-28 | KPLT | TOWERS CHRISTOPHER | CAO | M - OptEx | $0.00 | +19.7K | 22.4K | +715% | $0 |
| D | 2022-03-02 | 2022-02-28 | KPLT | TOWERS CHRISTOPHER | CAO | M - OptEx | $0.00 | -19.7K | 59.0K | -25% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-28 | F | D | 8,213 | $2.36 | 14,191 | D | — | — | (F2) Shares reported were withheld for payment of taxes associated with the vesting of 25% of an award of RSUs originally granted on September 9, 2021. |
| 2 | Common | Common Stock | 2022-02-28 | M | A | 19,654 | $0.00 | 22,404 | D | — | — | (F1) Restricted stock units ("RSUs") convert into shares of the Issuer's Common Stock on a one-for-one basis. This transaction represents the settlement of vested RSUs in shares of the Issuer's Common Stock. |
| 3 | Derivative | Restricted Stock Units | 2022-02-28 | M | D | 19,654 | $0.00 | 58,962 | D | — · — to — | 19,654 Common Stock | (F1) Restricted stock units ("RSUs") convert into shares of the Issuer's Common Stock on a one-for-one basis. This transaction represents the settlement of vested RSUs in shares of the Issuer's Common Stock. (F3) On September 9, 2021, the Reporting Person was granted RSUs, of which the remaining 58,962 unvested RSUs will vest in twelve substantially equal quarterly installments, subject to the Reporting Person's continued employment with the Issuer on each applicable vesting date. |