Form 4 for GCMG GCM Grosvenor Inc.
Accepted 2022-03-02 00:00:00 ET · period of report 2022-03-01 · accession 0001628280-22-004770 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-03-02 | 2022-03-01 | GCMG | Pollock Frederick | CIO | M - OptEx | — | +259.2K | 398.4K | +186% | — |
| D | 2022-03-02 | 2022-03-01 | GCMG | Pollock Frederick | CIO | A - Grant | $0.00 | +27.5K | 27.5K | New | $0 |
| DM | 2022-03-02 | 2022-03-01 | GCMG | Pollock Frederick | CIO | M - OptEx | $0.00 | -259.2K | 18.3K | -93% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-03-01 | M | A | 250,000 | — | 389,250 | D | — | — | (F1) Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer. |
| 2 | Common | Class A Common Stock | 2022-03-01 | M | A | 9,166.67 | — | 398,416.67 | D | — | — | (F1) Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer. |
| 3 | Derivative | Restricted Stock Units | 2022-03-01 | A | A | 27,500 | $0.00 | 27,500 | D | — · — to — | 27,500 Class A Common Stock | (F1) Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer. (F3) Represents a grant of RSUs on March 1, 2022. 9,166.67 RSUs vested on March 1, 2022 and the remainder will vest in two equal installments on March 1, 2023 and March 1, 2024, respectively. Delivery of shares of Class A Common Stock in settlement of vested RSUs generally occurs in August of the year in which the RSUs vest. |
| 4 | Derivative | Restricted Stock Units | 2022-03-01 | M | D | 250,000 | $0.00 | 250,000 | D | — · — to — | 250,000 Class A Common Stock | (F1) Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer. (F2) Represents a grant of RSUs on March 1, 2021. 250,000 RSUs vested on each of March 1, 2021 and March 1, 2022, and 250,000 RSUs will vest on March 1, 2023. Delivery of shares of Class A Common Stock in settlement of vested RSUs generally occurs in August of the year in which the RSUs vest. |
| 5 | Derivative | Restricted Stock Units | 2022-03-01 | M | D | 9,166.67 | $0.00 | 18,333.33 | D | — · — to — | 9,166.67 Class A Common Stock | (F1) Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer. (F3) Represents a grant of RSUs on March 1, 2022. 9,166.67 RSUs vested on March 1, 2022 and the remainder will vest in two equal installments on March 1, 2023 and March 1, 2024, respectively. Delivery of shares of Class A Common Stock in settlement of vested RSUs generally occurs in August of the year in which the RSUs vest. |