Form 4 for WAB Wabtec
Accepted 2022-03-03 00:00:00 ET · period of report 2022-03-01 · accession 0001628280-22-004864 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-03-03 | 2022-03-01 | WAB | Leroux Lilian | Pres, Transit Group | M - OptEx | $0.00 | +5,551 | 9,297 | +148% | $0 |
| D | 2022-03-03 | 2022-03-01 | WAB | Leroux Lilian | Pres, Transit Group | D - Sale to Iss | $89.68 | -5,551 | 3,746 | -60% | -$497.8K |
| DM | 2022-03-03 | 2022-03-01 | WAB | Leroux Lilian | Pres, Transit Group | M - OptEx | $0.00 | -5,551 | 2,261 | -71% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-03-01 | M | A | 5,551 | $0.00 | 9,297 | D | — | — | |
| 2 | Common | Common Stock | 2022-03-01 | D | D | 5,551 | $89.68 | 3,746 | D | — | — | |
| 3 | Derivative | Phantom Stock | 2022-03-01 | M | D | 1,171 | $0.00 | 1,171 | D | — · 2023-03-01 to 2023-03-01 | 1,171 Common Stock | (F1) Each share of phantom stock is the economic equivalent of one share of Westinghouse Air Brake Technologies Corporation's common stock. The transactions reported in this Form 4 relate to the settlement of 5,551 shares of phantom stock in cash upon vesting on March 1, 2022. (F2) 1,171 remaining shares of phantom stock vest on March 1, 2023. |
| 4 | Derivative | Phantom Stock | 2022-03-01 | M | D | 3,249 | $0.00 | 0 | D | — · 2022-03-01 to 2022-03-01 | 3,249 Common Stock | (F1) Each share of phantom stock is the economic equivalent of one share of Westinghouse Air Brake Technologies Corporation's common stock. The transactions reported in this Form 4 relate to the settlement of 5,551 shares of phantom stock in cash upon vesting on March 1, 2022. |
| 5 | Derivative | Phantom Stock | 2022-03-01 | M | D | 1,131 | $0.00 | 2,261 | D | — · 2024-03-01 to 2024-03-01 | 1,131 Common Stock | (F1) Each share of phantom stock is the economic equivalent of one share of Westinghouse Air Brake Technologies Corporation's common stock. The transactions reported in this Form 4 relate to the settlement of 5,551 shares of phantom stock in cash upon vesting on March 1, 2022. (F3) 1,131 remaining shares of phantom stock vest on March 1, 2023, and 1,130 remaining shares of phantom stock vest on March 1, 2024. |