Form 4 for WAB Wabtec
Accepted 2022-03-03 00:00:00 ET · period of report 2022-03-01 · accession 0001628280-22-004873 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-03-03 | 2022-03-01 | WAB | Jain Nalin | Pres, Equipment Group | M - OptEx | $0.00 | +666 | 7,197 | +10% | $0 |
| D | 2022-03-03 | 2022-03-01 | WAB | Jain Nalin | Pres, Equipment Group | F - Tax | $89.68 | -565 | 5,966 | -9% | -$50.7K |
| D | 2022-03-03 | 2022-03-01 | WAB | Jain Nalin | Pres, Equipment Group | D - Sale to Iss | $89.68 | -666 | 6,531 | -9% | -$59.7K |
| D | 2022-03-03 | 2022-03-01 | WAB | Jain Nalin | Pres, Equipment Group | M - OptEx | $0.00 | -666 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock - Direct | 2022-03-01 | M | A | 666 | $0.00 | 7,197 | D | — | — | |
| 2 | Common | Common Stock - Direct | 2022-03-01 | F | D | 565 | $89.68 | 5,966 | D | — | — | (F1) The amount of securities withheld by the Company to discharge withholding tax obligations of the reporting person in connection with the vesting of restricted shares. |
| 3 | Common | Common Stock - Direct | 2022-03-01 | D | D | 666 | $89.68 | 6,531 | D | — | — | |
| 4 | Derivative | Phantom Stock | 2022-03-01 | M | D | 666 | $0.00 | 0 | D | — · 2022-03-01 to 2022-03-01 | 666 Common Stock | (F2) Each share of phantom stock is the economic equivalent of one share of Westinghouse Air Brake Technologies Corporation's common stock. The transactions reported in this Form 4 relate to the settlement of 666 shares of phantom stock in cash upon vesting on March 1, 2022. |