Form 4 for KPLT Katapult Holdings, Inc.
Accepted 2022-03-17 00:00:00 ET · period of report 2022-03-15 · accession 0001628280-22-006619 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-03-17 | 2022-03-15 | KPLT | Zayas Orlando | CEO | F - Tax | $1.87 | -22.3K | 1.63M | -1% | -$41.7K |
| D | 2022-03-17 | 2022-03-15 | KPLT | Zayas Orlando | CEO | M - OptEx | $0.00 | +91.8K | 1.66M | +6% | $0 |
| D | 2022-03-17 | 2022-03-15 | KPLT | Zayas Orlando | CEO | A - Grant | $0.00 | +1.18M | 2.82M | +72% | $0 |
| D | 2022-03-17 | 2022-03-15 | KPLT | Zayas Orlando | CEO | M - OptEx | $0.00 | -91.8K | 275.5K | -25% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-03-15 | F | D | 22,313 | $1.87 | 1,632,782 | D | — | — | (F2) Shares reported were withheld for the payment of taxes associated with the vesting of 25% of an award of RSUs originally granted on September 9, 2021. |
| 2 | Common | Common Stock | 2022-03-15 | M | A | 91,844 | $0.00 | 1,655,095 | D | — | — | (F1) Restricted stock units ("RSUs") convert into shares of the Issuer's Common Stock on a one-for-one basis. The transaction represents the settlement of vested RSUs in shares of the Issuer's Common Stock. |
| 3 | Common | Common Stock | 2022-03-15 | A | A | 1,183,224 | $0.00 | 2,816,006 | D | — | — | (F3) Restricted stock unit award that will vest over four years, with 25% of the RSUs vesting on March 15, 2023, and the remaining RSUs vesting in twelve substantially equal quarterly installments, subject to the Reporting Person's continued employment with the Issuer on each applicable vesting date. |
| 4 | Derivative | Restricted Stock Units | 2022-03-15 | M | D | 91,844 | $0.00 | 275,532 | D | — · — to — | 91,844 Common Stock | (F1) Restricted stock units ("RSUs") convert into shares of the Issuer's Common Stock on a one-for-one basis. The transaction represents the settlement of vested RSUs in shares of the Issuer's Common Stock. (F4) On September 9, 2021, the Reporting Person was granted RSUs, of which the remaining 275,532 unvested RSUs will vest in twelve substantially equal quarterly installments, subject to the Reporting Person's continued employment with the Issuer on each applicable vesting date. |