Form 4 for AFRM Affirm Holdings, Inc.
Accepted 2022-04-05 00:00:00 ET · period of report 2022-04-01 · accession 0001628280-22-008413 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-04-05 | 2022-04-01 | AFRM | Jiyane Siphelele | VP, Ctrl | M - OptEx | $0.00 | +3,864 | 71.6K | +6% | $0 |
| D | 2022-04-05 | 2022-04-01 | AFRM | Jiyane Siphelele | VP, Ctrl | F - Tax | $46.61 | -1,638 | 70.0K | -2% | -$76.3K |
| DM | 2022-04-05 | 2022-04-01 | AFRM | Jiyane Siphelele | VP, Ctrl | M - OptEx | $0.00 | -3,864 | 3,830 | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-04-01 | M | A | 3,864 | $0.00 | 71,638 | D | — | — | |
| 2 | Common | Class A Common Stock | 2022-04-01 | F | D | 1,638 | $46.61 | 70,000 | D | — | — | (F1) Represents the number of shares of the Issuer's Common Stock withheld to satisfy the Reporting Person's tax obligation in connection with the settlement of shares of Common Stock underlying the Reporting Person's restricted stock units that vested on April 1, 2022. |
| 3 | Derivative | Restricted Stock Units | 2022-04-01 | M | D | 896 | $0.00 | 8,063 | D | — · — to 2027-12-31 | 896 Class A Common Stock | (F2) Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock. (F6) RSUs vest with respect to the shares of Class A Common Stock underlying the RSUs in monthly installments for a period of twenty-four months beginning on January 1, 2021, the vesting commencement date, subject to the Reporting Person's continued employment with the Issuer as of each vesting date. |
| 4 | Derivative | Restricted Stock Units | 2022-04-01 | M | D | 1,440 | $0.00 | 5,760 | D | — · — to 2027-10-26 | 1,440 Class A Common Stock | (F2) Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock. (F5) RSUs vest with respect to the shares of Class A Common Stock underlying the RSUs in equal monthly installments for a period of twenty-four months beginning on August 1, 2020, the vesting commencement date, subject to the Reporting Person's continued employment with the Issuer as of each vesting date. |
| 5 | Derivative | Restricted Stock Units | 2022-04-01 | M | D | 1,263 | $0.00 | 37,840 | D | — · — to 2027-10-26 | 1,263 Class A Common Stock | (F2) Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock. (F4) RSUs vest with respect to the shares of Class A Common Stock underlying the RSUs in equal monthly installments for a period of forty-eight months beginning on October 1, 2020, the vesting commencement date, subject to the Reporting Person's continued employment with the Issuer as of each vesting date. |
| 6 | Derivative | Restricted Stock Units | 2022-04-01 | M | D | 167 | $0.00 | 2,000 | D | — · — to 2026-08-22 | 167 Class A Common Stock | (F2) Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock. (F3) RSUs vest with respect to the shares of Class A Common Stock underlying the restricted stock units in equal monthly installments for a period of forty-eight months beginning on April 1, 2019, the vesting commencement date, subject to the Reporting Person's continued employment with the Issuer as of each vesting date. |
| 7 | Derivative | Restricted Stock Units | 2022-04-01 | M | D | 98 | $0.00 | 3,830 | D | — · — to 2028-07-14 | 98 Class A Common Stock | (F2) Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock. (F7) RSUs vest with respect to the shares of Class A Common Stock underlying the RSUs in equal monthly installments for a period of forty-eight months beginning on July 1, 2021, the vesting commencement date, subject to the Reporting Person's continued employment with the Issuer as of each vesting date. |