Form 4 for CGBD Carlyle Secured Lending, Inc.
Accepted 2022-04-29 00:00:00 ET · period of report 2022-04-19 · accession 0001628280-22-011509 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2022-04-29 | 2022-04-19 | CGBD | Nestor John G. | Dir | J - Other | — | +2,533 | 7,112 | +55% | — |
| 2022-04-29 | 2022-04-19 | CGBD | Nestor John G. | Dir | J - Other | — | +10.0K | 29.8K | +51% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-04-19 | J | A | 800.81 | — | 9,300.81 | I By trust (#4) | — | — | (F2) Shares were acquired through dividend reinvestments at various prices at fair market value throughout the 2021 reporting year and the first quarter of the 2022 reporting year. (F3) These shares are held by trusts for which the reporting person or his spouse serves as trustee. The reporting person disclaims beneficial ownership of the securities held by this trust except to the extent of his pecuniary interest therein. |
| 2 | Common | Common Stock | 2022-04-19 | J | A | 10,018.93 | — | 29,818.93 | D By trust (#1) | — | — | (F1) Shares were acquired through dividend reinvestments at various prices at fair market value throughout the 2019-2021 reporting years and the first quarter of the 2022 reporting year. (F3) These shares are held by trusts for which the reporting person or his spouse serves as trustee. The reporting person disclaims beneficial ownership of the securities held by this trust except to the extent of his pecuniary interest therein. |
| 3 | Common | Common Stock | 2022-04-19 | J | A | 640.65 | — | 7,440.65 | I By trust (#2) | — | — | (F2) Shares were acquired through dividend reinvestments at various prices at fair market value throughout the 2021 reporting year and the first quarter of the 2022 reporting year. (F3) These shares are held by trusts for which the reporting person or his spouse serves as trustee. The reporting person disclaims beneficial ownership of the securities held by this trust except to the extent of his pecuniary interest therein. |
| 4 | Common | Common Stock | 2022-04-19 | J | A | 478.79 | — | 4,478.79 | I By trust (#3) | — | — | (F2) Shares were acquired through dividend reinvestments at various prices at fair market value throughout the 2021 reporting year and the first quarter of the 2022 reporting year. (F3) These shares are held by trusts for which the reporting person or his spouse serves as trustee. The reporting person disclaims beneficial ownership of the securities held by this trust except to the extent of his pecuniary interest therein. |
| 5 | Common | Common Stock | 2022-04-19 | J | A | 612.38 | — | 7,112.38 | I | — | — | (F2) Shares were acquired through dividend reinvestments at various prices at fair market value throughout the 2021 reporting year and the first quarter of the 2022 reporting year. |