Form 4 for APLD Applied Digital Corp.
Accepted 2022-05-19 00:00:00 ET · period of report 2022-05-17 · accession 0001628280-22-014961 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2022-05-19 | 2022-05-17+ | APLD | Cummins Wes | CEO, COB, Dir, 10% | P - Purchase | $2.38 | +391.5K | 380.4K | New | +$933.6K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-05-19 | P | A | 11,030 | $2.95 | 391,472 | I See Footnote | — | — | (F6) Constitutes the weighted average purchase price for multiple transactions reported on this line having prices per share ranging from $2.50 to $3.17. The Reporting Person will provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding each separate transaction. (F4) Shares are held by B. Riley Asset Management, LLC, of which the Reporting Person is the President. |
| 2 | Common | Common Stock | 2022-05-17 | P | A | 263,542 | $2.31 | 263,542 | I See Footnote | — | — | (F3) Constitutes the weighted average purchase price for multiple transactions reported on this line having prices per share ranging from $2.10 to $2.50. The Reporting Person will provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding each separate transaction. (F4) Shares are held by B. Riley Asset Management, LLC, of which the Reporting Person is the President. |
| 3 | Common | Common Stock | 2022-05-18 | P | A | 116,900 | $2.50 | 380,442 | I See Footnote | — | — | (F5) Constitutes the weighted average purchase price for multiple transactions reported on this line having prices per share ranging from $2.45 to $2.55. The Reporting Person will provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding each separate transaction. (F4) Shares are held by B. Riley Asset Management, LLC, of which the Reporting Person is the President. |