Form 4 for PHUN Phunware, Inc.
Accepted 2022-05-20 00:00:00 ET · period of report 2022-05-18 · accession 0001628280-22-015054 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-05-20 | 2022-05-19 | PHUN | Aune Matt | CFO | F - Tax | $1.40 | -12.3K | 440.3K | -3% | -$17.2K |
| D | 2022-05-20 | 2022-05-18 | PHUN | Aune Matt | CFO | M - OptEx | $0.00 | +18.8K | 452.6K | +4% | $0 |
| D | 2022-05-20 | 2022-05-18 | PHUN | Aune Matt | CFO | M - OptEx | $0.00 | -18.8K | 56.2K | -25% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-05-19 | F | D | 12,257 | $1.40 | 440,342 | D | — | — | (F1) Represents shares surrendered by the Reporting Person for withholding of taxes pursuant to the terms of the Issuer's 2018 Equity Incentive Plan. (F2) The shares were sold in multiple transactions with prices ranging from $1.4001 to $1.4005. The reporting person undertakes to provide to Phunware, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed at each separate price within the ranges set forth in this Form 4. |
| 2 | Common | Common Stock | 2022-05-18 | M | A | 18,750 | $0.00 | 452,599 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2022-05-18 | M | D | 18,750 | $0.00 | 56,250 | D | — · — to — | 18,750 Common Stock | (F3) Each restricted stock unit represents a contingent right to receive one share of Phunware, Inc. common stock. (F4) The restricted stock units (RSUs) represent the amount of shares of the Issuer's common stock that were delivered to the Reporting Person on the date notated in Table I, Box 2 above for previous RSUs granted to the Reporting Person. |