Form 4 for NLY ANNALY CAPITAL MANAGEMENT INC

Accepted 2022-05-20 00:00:00 ET · period of report 2022-05-18 · accession 0001628280-22-015068 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
D	2022-05-20	2022-05-19	NLY	Reeves Eric A.	Dir	M - OptEx	$0.00	+13.1K	13.1K	New	$0
D	2022-05-20	2022-05-19	NLY	Reeves Eric A.	Dir	M - OptEx	$0.00	-13.1K	28.7K	-31%	$0
D	2022-05-20	2022-05-18	NLY	Reeves Eric A.	Dir	A - Grant	$0.00	+24.4K	41.8K	+140%	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2022-05-19	M	A	13,101	$0.00	13,101	D	—	—
2	Derivative	Deferred Stock Units	2022-05-19	M	D	13,101	$0.00	28,739	D	— · — to —	13,101 Common Stock	(F2) Reflects the aggregate amount of DSUs granted during the tenure of the respective director net of any conversions, including 465 DSUs acquired pursuant to dividend reinvestment for which no additional price was paid. (F1) The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2020 Equity Incentive Plan.
3	Derivative	Deferred Stock Units	2022-05-18	A	A	24,372	$0.00	41,840	D	— · — to —	24,372 Common Stock	(F1) The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2020 Equity Incentive Plan.