Form 4 for NLY ANNALY CAPITAL MANAGEMENT INC
Accepted 2022-05-20 00:00:00 ET · period of report 2022-05-18 · accession 0001628280-22-015072 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-05-20 | 2022-05-19 | NLY | Fallon Katherine Beirne | Dir | M - OptEx | $0.00 | +7,804 | 42.5K | +22% | $0 |
| D | 2022-05-20 | 2022-05-19 | NLY | Fallon Katherine Beirne | Dir | M - OptEx | $0.00 | -7,804 | 51.2K | -13% | $0 |
| D | 2022-05-20 | 2022-05-18 | NLY | Fallon Katherine Beirne | Dir | A - Grant | $0.00 | +24.4K | 59.1K | +70% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-05-19 | M | A | 7,804 | $0.00 | 42,513 | D | — | — | |
| 2 | Derivative | Deferred Stock Units | 2022-05-19 | M | D | 7,804 | $0.00 | 51,249 | D | — · — to — | 7,804 Common Stock | (F2) Reflects the aggregate amount of DSUs granted during the tenure of the respective director net of any conversions. (F1) The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan or the Annaly Capital Management, Inc. 2020 Equity Incentive Plan as applicable. |
| 3 | Derivative | Deferred Stock Units | 2022-05-18 | A | A | 24,372 | $0.00 | 59,053 | D | — · — to — | 24,372 Common Stock | (F1) The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan or the Annaly Capital Management, Inc. 2020 Equity Incentive Plan as applicable. |