Form 4 for APLD Applied Digital Corp.
Accepted 2022-05-31 00:00:00 ET · period of report 2022-05-26 · accession 0001628280-22-015753 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2022-05-31 | 2022-05-26+ | APLD | Cummins Wes | CEO, COB, Dir, 10% | P - Purchase | $4.42 | +170.4K | 650.3K | +36% | +$753.1K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-05-31 | P | A | 100,000 | $4.81 | 770,686 | I See Footnote | — | — | (F6) Constitutes the weighted average purchase price for multiple transactions reported on this line having prices per share ranging from $4.72 to $4.96. The Reporting Person will provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding each separate transaction. (F4) Shares are held by B. Riley Asset Management, LLC, of which the Reporting Person is the President. |
| 2 | Common | Common Stock | 2022-05-27 | P | A | 20,383 | $4.03 | 670,686 | I See Footnote | — | — | (F5) Constitutes the weighted average purchase price for multiple transactions reported on this line having prices per share ranging from $3.92 to $4.25. The Reporting Person will provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding each separate transaction. (F4) Shares are held by B. Riley Asset Management, LLC, of which the Reporting Person is the President. |
| 3 | Common | Common Stock | 2022-05-26 | P | A | 50,000 | $3.80 | 650,303 | I See Footnote | — | — | (F3) Constitutes the weighted average purchase price for multiple transactions reported on this line having prices per share ranging from $3.75 to $3.82. The Reporting Person will provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding each separate transaction. (F4) Shares are held by B. Riley Asset Management, LLC, of which the Reporting Person is the President. |