Form 4 for KPLT Katapult Holdings, Inc.
Accepted 2022-06-09 00:00:00 ET · period of report 2022-06-07 · accession 0001628280-22-016742 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-06-09 | 2022-06-07 | KPLT | Einbinder Lee | Dir | M - OptEx | $0.00 | +23.8K | 1.04M | +2% | $0 |
| D | 2022-06-09 | 2022-06-07 | KPLT | Einbinder Lee | Dir | A - Grant | $0.00 | +104.2K | 1.14M | +10% | $0 |
| D | 2022-06-09 | 2022-06-07 | KPLT | Einbinder Lee | Dir | M - OptEx | $0.00 | -23.8K | 23.8K | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-06-07 | M | A | 23,809 | $0.00 | 1,039,503 | D | — | — | (F1) Restricted stock units ("RSUs") convert into shares of the Issuer's Common Stock on a one-for-one basis. The transaction represents the settlement of vested RSUs in shares of the Issuer's Common Stock. |
| 2 | Common | Common Stock | 2022-06-07 | A | A | 104,167 | $0.00 | 1,143,670 | D | — | — | (F2) Annual grant of RSUs for service as a director of the Issuer. The RSUs vest on the earlier of (i) June 7, 2023 and (ii) the date of the Issuer's 2023 Annual Meeting of Stockholders; subject to the Reporting Person's continued service as a director of the Issuer through the vesting date. |
| 3 | Derivative | Restricted Stock Units | 2022-06-07 | M | D | 23,809 | $0.00 | 23,810 | D | — · — to — | 23,809 Common Stock | (F1) Restricted stock units ("RSUs") convert into shares of the Issuer's Common Stock on a one-for-one basis. The transaction represents the settlement of vested RSUs in shares of the Issuer's Common Stock. (F3) On September 9, 2021, the Reporting Person was granted RSUs, of which the remaining 23,810 unvested RSUs will vest on the earlier of (i) June 15, 2023 and (ii) the date of the Issuer's 2023 Annual Meeting of Stockholders; subject to the Reporting Person's continued service as a director of the Issuer through the vesting date. |