Form 4 for APPS Digital Turbine, Inc.
Accepted 2022-06-17 00:00:00 ET · period of report 2022-06-16 · accession 0001628280-22-017505 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-06-17 | 2022-06-16 | APPS | STONE WILLIAM GORDON III | CEO, Dir | F - Tax | $14.94 | -77.5K | 1.56M | -5% | -$1.16M |
| DM | 2022-06-17 | 2022-06-16 | APPS | STONE WILLIAM GORDON III | CEO, Dir | M - OptEx | $1.22 | +175.0K | 1.53M | +13% | +$213.2K |
| DM | 2022-06-17 | 2022-06-16 | APPS | STONE WILLIAM GORDON III | CEO, Dir | M - OptEx | $0.00 | -175.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-06-16 | F | D | 33,867 | $14.94 | 1,527,079 | D | — | — | |
| 2 | Common | Common Stock | 2022-06-16 | F | D | 43,654 | $14.94 | 1,560,946 | D | — | — | |
| 3 | Common | Common Stock | 2022-06-16 | M | A | 75,000 | $1.43 | 1,604,600 | D | — | — | |
| 4 | Common | Common Stock | 2022-06-16 | M | A | 100,000 | $1.06 | 1,529,600 | D | — | — | |
| 5 | Derivative | Employee Stock Options (right to buy) | 2022-06-16 | M | D | 75,000 | $0.00 | 100,000 | D | $1.43 · 2017-12-09 to 2025-12-09 | 75,000 Common Stock | (F1) Employee stock options (right to buy) ("Options") granted pursuant to Issuer's 2011 Amended and Restated Equity Incentive Plan. (F3) Options vest over four years. 50% vest on the 2-year anniversary of the grant date (i.e., the date indicated), and the remaining 50% vest on the 4-year anniversary of the grant date. |
| 6 | Derivative | Employee Stock Options (right to buy) | 2022-06-16 | M | D | 100,000 | $0.00 | 0 | D | $1.06 · 2017-05-26 to 2026-05-26 | 100,000 Common Stock | (F1) Employee stock options (right to buy) ("Options") granted pursuant to Issuer's 2011 Amended and Restated Equity Incentive Plan. (F2) Options vest over four years. 25% of the Options vest on the first anniversary of the grant date (i.e., the date indicated), and the balance vests proportionately each month during the remaining three years. |