Form 4 for SMSI SMITH MICRO SOFTWARE, INC.
Accepted 2022-08-18 00:00:00 ET · period of report 2022-08-17 · accession 0001628280-22-023293 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2022-08-18 | 2022-08-17 | SMSI | Arno Andrew | Dir | P - Purchase | $2.35 | +15.0K | 15.0K | New | +$35.2K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-08-17 | P | A | 5,000 | $2.35 | 15,000 | I By spouse IRA | — | — | (F1) Shares were acquired in a series of transactions at a range of prices with a weighted average of $2.3514 per share. The reporting person undertakes to provide to Smith Micro Software, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such range. |
| 2 | Common | Common Stock | 2022-08-17 | P | A | 5,000 | $2.35 | 15,000 | I By JBA Investment | — | — | (F1) Shares were acquired in a series of transactions at a range of prices with a weighted average of $2.3514 per share. The reporting person undertakes to provide to Smith Micro Software, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such range. (F3) Shares held by JBA Investment, a limited liability company, with respect to which the reporting person makes investment decisions. The reporting person disclaims ownership of these securities, and this report shall not be deemed an admission that the reporting person is beneficial owner of these securities for the purpose of Section 16 or any other purpose. |
| 3 | Common | Common Stock | 2022-08-17 | P | A | 5,000 | $2.35 | 15,000 | I By MJA Investment | — | — | (F1) Shares were acquired in a series of transactions at a range of prices with a weighted average of $2.3514 per share. The reporting person undertakes to provide to Smith Micro Software, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such range. (F2) Shares held by MJA Investment, a limited liability company, with respect to which the reporting person makes investment decisions. The reporting person disclaims ownership of these securities, and this report shall not be deemed an admission that the reporting person is beneficial owner of these securities for the purpose of Section 16 or any other purpose. |