Form 4 for SMSI SMITH MICRO SOFTWARE, INC.
Accepted 2022-09-14 00:00:00 ET · period of report 2022-08-29 · accession 0001628280-22-024932 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2022-09-14 | 2022-09-12 | SMSI | SMITH WILLIAM W JR | Pres, CEO, Dir | F - Tax | $2.50 | -5,574 | 363.0K | -2% | -$13.9K | |
| I | 2022-09-14 | 2022-08-29 | SMSI | SMITH WILLIAM W JR | Pres, CEO, Dir | G - Gift | $0.00 | +79.8K | 4.86M | +2% | $0 |
| 2022-09-14 | 2022-08-29 | SMSI | SMITH WILLIAM W JR | Pres, CEO, Dir | G - Gift | $0.00 | -79.8K | 368.6K | -18% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-09-12 | F | D | 5,574 | $2.50 | 363,028 | D | — | — | (F2) Shares withheld, at an average vesting price of $2.50 per share, for the payment of income taxes |
| 2 | Common | Common Stock | 2022-08-29 | G | A | 79,779 | $0.00 | 4,859,704 | I | — | — | (F1) On August 29, 2022, Mr. Smith made a gift of 79,779 shares to the Smith Living Trust |
| 3 | Common | Common Stock | 2022-08-29 | G | D | 79,779 | $0.00 | 368,602 | D Smith Living Trust | — | — | (F1) On August 29, 2022, Mr. Smith made a gift of 79,779 shares to the Smith Living Trust |