Form 4 for MKTW MARKETWISE, INC.
Accepted 2022-09-21 00:00:00 ET · period of report 2022-09-19 · accession 0001628280-22-025303 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2022-09-21 | 2022-09-19 | MKTW | Hodgson Riaan | Dir | A - Grant | — | +1.04M | 2.49M | +71% | — |
| DI | 2022-09-21 | 2022-09-19 | MKTW | Hodgson Riaan | Dir | D - Sale to Iss | $0.00 | -5.38M | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-09-19 | A | A | 1,036,163 | — | 2,494,727 | I By Alpha Global Investments | — | — | (F1) In connection with the offer to exchange all outstanding warrants to purchase Class A common stock of the Issuer, Alpha Global Investments, an entity over which the reporting person shares voting and investment discretion, tendered its outstanding warrants to the Issuer in exchange for the shares of Class A common stock reported herein at a ratio of .1925 shares per warrant. (F2) Includes 1,458,564 shares of Class A common stock received for no consideration in a pro rata distribution in-kind exempt for reporting under Rule 16a-9. |
| 2 | Derivative | Warrants (Right to buy) | 2022-09-19 | D | D | 5,382,666 | $0.00 | 0 | I By Alpha Global Investments | $11.50 · 2021-08-20 to 2026-07-21 | 1,036,163 Class A Common Stock |