Form 4 for CLOV CLOVER HEALTH INVESTMENTS, CORP. /DE
Accepted 2022-09-26 00:00:00 ET · period of report 2022-09-22 · accession 0001628280-22-025505 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-09-26 | 2022-09-22 | CLOV | SHAPIRO LEE | Dir | M - OptEx | $0.00 | +27.1K | 134.2K | +25% | $0 |
| D | 2022-09-26 | 2022-09-22 | CLOV | SHAPIRO LEE | Dir | A - Grant | $0.00 | +20.3K | 154.5K | +15% | $0 |
| D | 2022-09-26 | 2022-09-22 | CLOV | SHAPIRO LEE | Dir | M - OptEx | — | 0 | 0 | New | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-09-22 | M | A | 27,100 | $0.00 | 134,200 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. |
| 2 | Common | Class A Common Stock | 2022-09-22 | A | A | 20,271 | $0.00 | 154,471 | D | — | — | (F2) Represents shares of Class A common stock underlying a time-based RSU. One hundred percent of the RSUs will vest on the first anniversary of the Date of Grant, subject to the Reporting Person's continued service as a member of the Company's Board of Directors through such date. |
| 3 | Derivative | Restricted Stock Unit | 2022-09-22 | M | D | 0 | $0.00 | 0 | D | — · — to — | 27,100 Class A Common Stock | (F3) The remaining number of the shares subject to the RSU award vested on the date of the 2022 Annual Meeting. (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. |