Form 4 for SMSI SMITH MICRO SOFTWARE, INC.
Accepted 2022-10-04 00:00:00 ET · period of report 2022-10-03 · accession 0001628280-22-025998 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2022-10-04 | 2022-10-03 | SMSI | Kempton James M | VP, CFO, Treas | A - Grant | $1.92 | +250 | 115.4K | +0.2% | +$480 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-10-03 | A | A | 250 | $1.92 | 115,354 | D | — | — | (F1) Voluntary disclosure with respect to shares acquired under the Smith Micro Software Employee Stock Purchase Plan in a transaction exempt under both Rule 16b-3(d) and Rule 16b-3(c). |