Form 4 for APLD Applied Digital Corp.
Accepted 2022-10-26 00:00:00 ET · period of report 2022-10-24 · accession 0001628280-22-027119 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2022-10-26 | 2022-10-24+ | APLD | Cummins Wes | CEO, COB, Dir, 10% | P - Purchase | $2.16 | +60.0K | 890.7K | +7% | +$129.6K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-10-26 | P | A | 20,000 | $2.23 | 930,686 | I See Footnote | — | — | (F6) Constitutes the weighted average purchase price for multiple transactions reported on this line having prices per share ranging from $2.16 to $2.33. The Reporting Person will provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding each separate transaction. (F4) Shares are held by B. Riley Asset Management, LLC, of which the Reporting Person is the President. |
| 2 | Common | Common Stock | 2022-10-25 | P | A | 20,000 | $2.21 | 910,686 | I See Footnote | — | — | (F5) Constitutes the weighted average purchase price for multiple transactions reported on this line having prices per share ranging from $2.17 to $2.25. The Reporting Person will provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding each separate transaction. (F4) Shares are held by B. Riley Asset Management, LLC, of which the Reporting Person is the President. |
| 3 | Common | Common Stock | 2022-10-24 | P | A | 20,000 | $2.04 | 890,686 | I See Footnote | — | — | (F3) Constitutes the weighted average purchase price for multiple transactions reported on this line having prices per share ranging from $1.94 to $2.08. The Reporting Person will provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding each separate transaction. (F4) Shares are held by B. Riley Asset Management, LLC, of which the Reporting Person is the President. |