Form 4 for UPST Upstart Holdings, Inc.
Accepted 2022-11-16 00:00:00 ET · period of report 2022-11-14 · accession 0001628280-22-030199 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-11-16 | 2022-11-14 | UPST | Datta Sanjay | CFO | S - Sale+OE | $22.01 | -2,300 | 53.5K | -4% | -$50.6K |
| D | 2022-11-16 | 2022-11-14 | UPST | Datta Sanjay | CFO | M - OptEx | $1.35 | +2,300 | 55.8K | +4% | +$3,105 |
| D | 2022-11-16 | 2022-11-14 | UPST | Datta Sanjay | CFO | M - OptEx | $0.00 | -2,300 | 97.8K | -2% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-11-14 | S | D | 2,300 | $22.01 | 53,508 | D | — | — | |
| 2 | Common | Common Stock | 2022-11-14 | M | A | 2,300 | $1.35 | 55,808 | D | — | — | (F2) Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. |
| 3 | Derivative | Employee Stock Option (Right to buy) | 2022-11-14 | M | D | 2,300 | $0.00 | 97,839 | D | $1.35 · — to 2026-12-28 | 2,300 Common Stock | (F3) All of the shares subject to this option are fully vested and exercisable as of the date hereof. |