Form 4 for KPLT Katapult Holdings, Inc.
Accepted 2022-11-17 00:00:00 ET · period of report 2022-11-15 · accession 0001628280-22-030331 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-11-17 | 2022-11-15 | KPLT | Medlin Derek | COO | M - OptEx | $0.00 | +6,889 | 906.6K | +0.8% | $0 |
| D | 2022-11-17 | 2022-11-15 | KPLT | Medlin Derek | COO | F - Tax | $0.98 | -1,678 | 904.9K | -0.2% | -$1,644 |
| D | 2022-11-17 | 2022-11-15 | KPLT | Medlin Derek | COO | M - OptEx | $0.00 | -6,889 | 68.9K | -9% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-11-15 | M | A | 6,889 | $0.00 | 906,580 | D | — | — | (F1) Restricted stock units ("RSUs") convert into shares of the Issuer's Common Stock on a one-for-one basis. The transaction represents the settlement of vested RSUs in shares of the Issuer's Common Stock. |
| 2 | Common | Common Stock | 2022-11-15 | F | D | 1,678 | $0.98 | 904,902 | D | — | — | (F2) Shares reported were withheld for the payment of taxes associated with the quarterly vesting of 6.25% of an award of RSUs originally granted on September 9, 2021. |
| 3 | Derivative | Restricted Stock Units | 2022-11-15 | M | D | 6,889 | $0.00 | 68,883 | D | — · — to — | 6,889 Common Stock | (F1) Restricted stock units ("RSUs") convert into shares of the Issuer's Common Stock on a one-for-one basis. The transaction represents the settlement of vested RSUs in shares of the Issuer's Common Stock. (F3) 25% of the RSUs will vest on March 15, 2022. The remaining RSUs will vest in in twelve substantially equal quarterly installments, subject to the Reporting Person's continued employment with the Issuer on each applicable vesting date. |