Form 4 for INDI indie Semiconductor, Inc.
Accepted 2022-12-05 00:00:00 ET · period of report 2022-12-01 · accession 0001628280-22-031383 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2022-12-05 | 2022-12-01 | INDI | McClymont Donald | CEO, Dir | M - OptEx | $0.00 | +20.9K | 37.2K | +128% | $0 |
| DI | 2022-12-05 | 2022-12-02 | INDI | McClymont Donald | CEO, Dir | F - Tax | $7.78 | -7,312 | 29.9K | -20% | -$56.9K |
| DI | 2022-12-05 | 2022-12-01 | INDI | McClymont Donald | CEO, Dir | M - OptEx | $0.00 | -20.9K | 41.7K | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-12-01 | M | A | 20,850 | $0.00 | 37,162 | I by spouse | — | — | |
| 2 | Common | Class A Common Stock | 2022-12-02 | F | D | 7,312 | $7.78 | 29,850 | I by spouse | — | — | |
| 3 | Derivative | Phantom Awards | 2022-12-01 | M | D | 20,850 | $0.00 | 41,701 | I By spouse | $0.00 · 2021-12-10 to — | 20,850 Class A Common Stock | (F1) The phantom awards vested as to 25% on December 10, 2021, 25% on December 1, 2022 and, subject to satisfaction of the further vesting condition under the award agreement, will vest as to 25% on each of December 1, 2023 and 2024. At the option of Issuer, the phantom awards may be settled either in cash or shares of Class A Common Stock. (F3) N/A |