Form 4 for PHUN Phunware, Inc.
Accepted 2022-12-09 00:00:00 ET · period of report 2022-12-07 · accession 0001628280-22-031700 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2022-12-09 | 2022-12-08 | PHUN | KNITOWSKI ALAN S | CEO, Dir | S - Sale | $0.96 | -115.2K | 1.14M | -9% | -$110.6K | |
| M | 2022-12-09 | 2022-12-07+ | PHUN | KNITOWSKI ALAN S | CEO, Dir | D - Sale to Iss | $0.9939 | -75.0K | 1.09M | -6% | -$74.6K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-12-08 | S | D | 115,170 | $0.96 | 1,138,452 | D | — | — | (F1) The price reported Table 1, box 4 above is a weighted average price. The shares were sold in multiple transactions with prices ranging from $0.9507 to $0.9771. The reporting person undertakes to provide to Phunware, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed at each separate price within the ranges set forth in this Form 4. |
| 2 | Common | Common Stock | 2022-12-07 | D | D | 29,119 | $1.00 | 1,063,435 | D | — | — | (F3) The price reported Table 1, box 4 above is a weighted average price. The shares were sold in multiple transactions with prices ranging from $1.00 to $1.01. The reporting person undertakes to provide to Phunware, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed at each separate price within the ranges set forth in this Form 4. |
| 3 | Common | Common Stock | 2022-12-08 | D | D | 45,898 | $0.99 | 1,092,554 | D | — | — | (F2) The price reported Table 1, box 4 above is a weighted average price. The shares were sold in multiple transactions with prices ranging from $0.99 to $0.9977. The reporting person undertakes to provide to Phunware, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed at each separate price within the ranges set forth in this Form 4. |