Form 4 for LMB Limbach Holdings, Inc.
Accepted 2023-01-04 00:00:00 ET · period of report 2023-01-01 · accession 0001628280-23-000310 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-01-04 | 2023-01-01 | LMB | Horowitz Joshua | Dir | M - OptEx | $0.00 | +11.0K | 24.1K | +84% | $0 |
| D | 2023-01-04 | 2023-01-04 | LMB | Horowitz Joshua | Dir | A - Grant | $0.00 | +6,906 | 7,973 | +647% | $0 |
| DM | 2023-01-04 | 2023-01-01 | LMB | Horowitz Joshua | Dir | M - OptEx | $0.00 | -11.0K | 9,943 | -53% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-01-01 | M | A | 1,067 | $0.00 | 22,999 | D | — | — | |
| 2 | Common | Common Stock | 2023-01-01 | M | A | 8,876 | $0.00 | 32,942 | D | — | — | |
| 3 | Common | Common Stock | 2023-01-01 | M | A | 1,067 | $0.00 | 24,066 | D | — | — | |
| 4 | Derivative | Restricted Stock Units | 2023-01-04 | A | A | 6,906 | $0.00 | 7,973 | D | — · — to — | 6,906 Common Stock | (F2) Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. (the "Company") common stock, exempt under Rule 16b-3. (F6) This award of RSUs was granted on 01/04/2023. The RSUs are scheduled to cliff vest on January 1, 2024. |
| 5 | Derivative | Restricted Stock Units | 2023-01-01 | M | D | 8,876 | $0.00 | 1,067 | D | — · — to — | 8,876 Common Stock | (F2) Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. (the "Company") common stock, exempt under Rule 16b-3. (F5) This award of RSUs was granted on 01/01/2022. The RSUs are scheduled to cliff vest on January 1, 2023. |
| 6 | Derivative | Restricted Stock Units | 2023-01-01 | M | D | 1,067 | $0.00 | 11,010 | D | — · — to — | 1,067 Common Stock | (F2) Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. (the "Company") common stock, exempt under Rule 16b-3. (F3) This award of RSU's was granted on 04/03/2020. The award is subject to service-based vesting conditions and vests 27.241732% on January 1, 2021 and 36.379134% on each of January 1, 2022 and January 1, 2023, subject to continued service through the applicable vesting date. |
| 7 | Derivative | Restricted Stock Units | 2023-01-01 | M | D | 1,067 | $0.00 | 9,943 | D | — · — to — | 1,067 Common Stock | (F2) Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. (the "Company") common stock, exempt under Rule 16b-3. (F4) This award of RSUs was granted on 01/01/2021. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2022, January 1, 2023 and January 1, 2024, subject to continued service through the applicable vesting date. |