Form 4 for EOSE Eos Energy Enterprises, Inc.
Accepted 2023-01-13 00:00:00 ET · period of report 2023-01-11 · accession 0001628280-23-001051 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-01-13 | 2023-01-11 | EOSE | Gonzales Randall B | CFO | M - OptEx | $0.00 | +104.5K | 218.2K | +92% | $0 |
| D | 2023-01-13 | 2023-01-11 | EOSE | Gonzales Randall B | CFO | F - Tax | $1.58 | -30.1K | 188.1K | -14% | -$47.6K |
| D | 2023-01-13 | 2023-01-11 | EOSE | Gonzales Randall B | CFO | M - OptEx | $0.00 | -104.5K | 209.0K | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-01-11 | M | A | 104,493 | $0.00 | 218,193 | D | — | — | |
| 2 | Common | Common Stock | 2023-01-11 | F | D | 30,099 | $1.58 | 188,094 | D | — | — | (F1) Represents shares withheld from vested restricted stock unit ("RSU") award to satisfy tax obligations, as permitted by the Company's Amended and Restated 2020 Incentive Plan. |
| 3 | Derivative | Restricted Stock Units | 2023-01-11 | M | D | 104,493 | $0.00 | 208,987 | D | — · — to — | 104,493 Common Stock | (F2) Each RSU represents a contingent right to receive one share of common stock. (F3) The reporting person received a grant of RSUs under the Issuer's 2020 Incentive Plan, as amended from time to time, which will vest in three equal installments on each of January 11, 2023, January 11, 2024 and January 11, 2025, or, if earlier, upon a Change in Control, subject to continued service through each vesting date. |