Form 4 for UPST Upstart Holdings, Inc.
Accepted 2023-01-30 00:00:00 ET · period of report 2023-01-26 · accession 0001628280-23-001747 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-01-30 | 2023-01-26 | UPST | Datta Sanjay | CFO | M - OptEx | $1.35 | +15.0K | 290.6K | +5% | +$20.2K |
| D | 2023-01-30 | 2023-01-26 | UPST | Datta Sanjay | CFO | M - OptEx | $0.00 | -15.0K | 617.6K | -2% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-01-26 | M | A | 15,000 | $1.35 | 290,585 | D | — | — | |
| 2 | Derivative | Employee Stock Option (Right to buy) | 2023-01-26 | M | D | 15,000 | $0.00 | 617,607 | D | $1.35 · — to 2026-12-28 | 15,000 Common Stock | (F1) All of the shares subject to this option are fully vested and exercisable as of the date hereof. |