Form 4 for NLY ANNALY CAPITAL MANAGEMENT INC
Accepted 2023-01-31 00:00:00 ET · period of report 2023-01-29 · accession 0001628280-23-001840 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-01-31 | 2023-01-29 | NLY | Green Anthony C | CLO, Chief Corp. Off | F - Tax | $23.47 | -4,377 | 98.9K | -4% | -$102.7K | |
| 2023-01-31 | 2023-01-29 | NLY | Green Anthony C | CLO, Chief Corp. Off | M - OptEx | $0.00 | +1,904 | 103.3K | +2% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-01-29 | F | D | 4,377 | $23.47 | 98,923 | D | — | — | (F2) Represents shares surrendered to the issuer to satisfy a tax withholding obligation in connection with the vesting on January 29, 2023 of a restricted stock award previously granted on January 29, 2021. |
| 2 | Common | Common Stock | 2023-01-29 | M | A | 1,904 | $0.00 | 103,300 | D | — | — | (F1) Represents the settlement of dividend equivalent rights in connection with vesting of previously issued and reported restricted stock units. The dividend equivalent rights accrued when and as dividends were paid on Annaly Capital Management, Inc.'s common stock and vested proportionately with the underlying restricted stock units in respect of which they were credited. The dividend equivalent rights convert to Annaly Capital Management, Inc.'s common stock on a one-for-one basis |