Form 4 for PII Polaris Inc.
Accepted 2023-01-31 00:00:00 ET · period of report 2023-01-27 · accession 0001628280-23-001862 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-01-31 | 2023-01-29 | PII | Williams James P | SVP-CHRO | D - Sale to Iss | — | -3,171 | 13.3K | -19% | — |
| D | 2023-01-31 | 2023-01-27 | PII | Williams James P | SVP-CHRO | F - Tax | $107.18 | -3,967 | 16.5K | -19% | -$425.2K |
| D | 2023-01-31 | 2023-01-29 | PII | Williams James P | SVP-CHRO | A - Grant | — | +3,171 | 22.2K | +17% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-01-29 | D | D | 3,171 | — | 13,347 | D | — | — | (F1) Each deferred stock unit represents the right to receive one (1) share of the Issuer's common stock, and is received in exchange for one (1) restricted stock unit upon the vesting of such restricted stock unit. (F2) Upon the vesting of restricted stock units granted to the reported person on January 29, 2023, the reporting person deferred the receipt of 3,171 shares of common stock and received instead 3,171 shares of deferred stock units pursuant to the Issuer's Supplemental/Retirement Savings Plan ("SERP"). |
| 2 | Common | Common Stock | 2023-01-27 | F | D | 3,967 | $107.18 | 16,518 | D | — | — | |
| 3 | Derivative | Deferred Stock Units | 2023-01-29 | A | A | 3,171 | — | 22,238 | D | — · — to — | 3,171 Common Stock | (F2) Upon the vesting of restricted stock units granted to the reported person on January 29, 2023, the reporting person deferred the receipt of 3,171 shares of common stock and received instead 3,171 shares of deferred stock units pursuant to the Issuer's Supplemental/Retirement Savings Plan ("SERP"). (F1) Each deferred stock unit represents the right to receive one (1) share of the Issuer's common stock, and is received in exchange for one (1) restricted stock unit upon the vesting of such restricted stock unit. (F3) At the settlement date elected by the reporting officer under the Issuer's Supplemental/Retirement Savings Plan ("SERP"), the reporting officer is entitled to receive one share of common stock for each deferred stock unit held. The deferred stock units may be transferred into an alternative investment account in the SERP after a period of six months and one day. |