Form 4 for UPST Upstart Holdings, Inc.
Accepted 2023-02-07 00:00:00 ET · period of report 2023-02-06 · accession 0001628280-23-002591 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-02-07 | 2023-02-06 | UPST | Datta Sanjay | CFO | S - Sale+OE | $21.36 | -2,300 | 290.6K | -0.8% | -$49.1K |
| D | 2023-02-07 | 2023-02-06 | UPST | Datta Sanjay | CFO | M - OptEx | $1.35 | +2,300 | 292.9K | +0.8% | +$3,105 |
| D | 2023-02-07 | 2023-02-06 | UPST | Datta Sanjay | CFO | M - OptEx | $0.00 | -2,300 | 60.3K | -4% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-06 | S | D | 2,300 | $21.36 | 290,585 | D | — | — | |
| 2 | Common | Common Stock | 2023-02-06 | M | A | 2,300 | $1.35 | 292,885 | D | — | — | (F2) Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. |
| 3 | Derivative | Employee Stock Option (Right to buy) | 2023-02-06 | M | D | 2,300 | $0.00 | 60,339 | D | $1.35 · — to 2026-12-28 | 2,300 Common Stock | (F3) All of the shares subject to this option are fully vested and exercisable as of the date hereof. |