Form 4 for NOC Northrop Grumman
Accepted 2023-02-15 00:00:00 ET · period of report 2023-02-13 · accession 0001628280-23-003741 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-02-15 | 2023-02-13 | NOC | Hardesty Michael A | CAO, Corp VP, Ctrl | S - Sale+OE | $467.81 | -1,178 | 2,737 | -30% | -$551.1K |
| D | 2023-02-15 | 2023-02-13 | NOC | Hardesty Michael A | CAO, Corp VP, Ctrl | F - Tax | $464.28 | -188 | 3,915 | -5% | -$87.3K |
| D | 2023-02-15 | 2023-02-13 | NOC | Hardesty Michael A | CAO, Corp VP, Ctrl | M - OptEx | $0.00 | +594 | 4,103 | +17% | $0 |
| D | 2023-02-15 | 2023-02-13 | NOC | Hardesty Michael A | CAO, Corp VP, Ctrl | M - OptEx | $0.00 | -594 | 1,421 | -29% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-13 | S | D | 1,178 | $467.81 | 2,736.95 | D | — | — | (F1) The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. |
| 2 | Common | Common Stock | 2023-02-13 | F | D | 188 | $464.28 | 3,914.95 | D | — | — | |
| 3 | Common | Common Stock | 2023-02-13 | M | A | 594 | $0.00 | 4,102.95 | D | — | — | |
| 4 | Derivative | Restricted Stock Rights | 2023-02-13 | M | D | 594 | $0.00 | 1,421 | D | — · — to — | 594 Common Stock | (F2) Each Restricted Stock Right (RSR) represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. (F3) Shares issued upon vesting of RSRs granted under the Long-Term Incentive Stock Plan ("LTISP") on 2/12/20 that vested on 2/13/23. |