Form 4 for NOC Northrop Grumman
Accepted 2023-02-15 00:00:00 ET · period of report 2023-02-13 · accession 0001628280-23-003771 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-02-15 | 2023-02-13 | NOC | Warden Kathy J | COB, CEO, Pres, Dir | F - Tax | $464.28 | -4,843 | 141.2K | -3% | -$2.25M |
| D | 2023-02-15 | 2023-02-13 | NOC | Warden Kathy J | COB, CEO, Pres, Dir | M - OptEx | $0.00 | +11.5K | 146.0K | +9% | $0 |
| D | 2023-02-15 | 2023-02-13 | NOC | Warden Kathy J | COB, CEO, Pres, Dir | M - OptEx | $0.00 | -11.5K | 26.4K | -30% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-13 | F | D | 4,843 | $464.28 | 141,193.29 | D | — | — | |
| 2 | Common | Common Stock | 2023-02-13 | M | A | 11,453 | $0.00 | 146,036.29 | D | — | — | |
| 3 | Derivative | Restricted Stock Rights | 2023-02-13 | M | D | 11,453 | $0.00 | 26,448 | D | — · — to — | 11,453 Common Stock | (F1) Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. (F2) Shares issued upon vesting of RSRs granted under the Long-Term Incentive Stock Plan ("LTISP") on 2/12/20 that vested on 2/13/23. |