Form 4 for KPLT Katapult Holdings, Inc.
Accepted 2023-02-17 00:00:00 ET · period of report 2023-02-15 · accession 0001628280-23-004038 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-02-17 | 2023-02-15 | KPLT | Zayas Orlando | CEO, Dir | S - Sale+OE | $0.96 | -17.4K | 2.87M | -0.6% | -$16.7K |
| D | 2023-02-17 | 2023-02-15 | KPLT | Zayas Orlando | CEO, Dir | F - Tax | $0.96 | -6,830 | 2.89M | -0.2% | -$6,557 |
| D | 2023-02-17 | 2023-02-15 | KPLT | Zayas Orlando | CEO, Dir | M - OptEx | $0.00 | +23.0K | 2.90M | +0.8% | $0 |
| D | 2023-02-17 | 2023-02-15 | KPLT | Zayas Orlando | CEO, Dir | M - OptEx | $0.00 | -23.0K | 183.7K | -11% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-15 | S | D | 17,382 | $0.96 | 2,874,335 | D | — | — | (F3) This transaction was effective pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 6, 2022. (F4) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $0.926 to $0.995. The reporting person undertakes to provide to Katapult Holdings, Inc., any security holder of Katapult Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected. |
| 2 | Common | Common Stock | 2023-02-15 | F | D | 6,830 | $0.96 | 2,891,717 | D | — | — | (F2) Shares reported were withheld for the payment of taxes associated with the quarterly vesting of 6.25% of an award of RSUs originally granted on September 9, 2021. |
| 3 | Common | Common Stock | 2023-02-15 | M | A | 22,961 | $0.00 | 2,898,547 | D | — | — | (F1) Restricted stock units ("RSUs") convert into shares of the Issuer's Common Stock on a one-for-one basis. The transaction represents the settlement of vested RSUs in shares of the Issuer's Common Stock. |
| 4 | Derivative | Restricted Stock Units | 2023-02-15 | M | D | 22,961 | $0.00 | 183,688 | D | — · — to — | 22,961 Common Stock | (F1) Restricted stock units ("RSUs") convert into shares of the Issuer's Common Stock on a one-for-one basis. The transaction represents the settlement of vested RSUs in shares of the Issuer's Common Stock. (F5) On September 9, 2021, the Reporting Person was granted RSUs, of which the remaining unvested RSUs will vest in eleven substantially equal quarterly installments, subject to the Reporting Person's continued employment with the Issuer on each applicable vesting date. |