Form 4 for SXC SunCoke Energy, Inc.
Accepted 2023-02-22 00:00:00 ET · period of report 2023-02-17 · accession 0001628280-23-004605 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-02-22 | 2023-02-17 | SXC | Gates Katherine T | Pres, Dir | M - OptEx | — | +9,933 | 119.5K | +9% | — |
| D | 2023-02-22 | 2023-02-17 | SXC | Gates Katherine T | Pres, Dir | F - Tax | $9.78 | -4,964 | 114.6K | -4% | -$48.5K |
| D | 2023-02-22 | 2023-02-17 | SXC | Gates Katherine T | Pres, Dir | M - OptEx | — | -9,933 | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-17 | M | A | 9,933 | — | 119,533 | D | — | — | (F1) Conversion rate is 1 for 1. |
| 2 | Common | Common Stock | 2023-02-17 | F | D | 4,964 | $9.78 | 114,569 | D | — | — | (F2) Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of RSUs. |
| 3 | Derivative | RSUs (02.19.2020) | 2023-02-17 | M | D | 9,933 | — | 0 | D | — · 2021-02-19 to 2023-02-19 | 9,933 Common Stock | (F3) Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal installments on the first, second and third anniversary of the grant date. (F1) Conversion rate is 1 for 1. |