Form 4 for SMSI SMITH MICRO SOFTWARE, INC.
Accepted 2023-02-22 00:00:00 ET · period of report 2023-01-24 · accession 0001628280-23-004629 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-02-22 | 2023-02-17 | SMSI | SMITH WILLIAM W JR | Pres, CEO, Dir | F - Tax | $3.20 | -6,375 | 296.9K | -2% | -$20.4K | |
| I | 2023-02-22 | 2023-01-24 | SMSI | SMITH WILLIAM W JR | Pres, CEO, Dir | G - Gift | $0.00 | +32.1K | 4.90M | +0.7% | $0 |
| 2023-02-22 | 2023-01-24 | SMSI | SMITH WILLIAM W JR | Pres, CEO, Dir | G - Gift | $0.00 | -32.1K | 303.3K | -10% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-17 | F | D | 6,375 | $3.20 | 296,911 | D | — | — | (F2) Shares withheld, at an average vesting price of $3.20 per share, for the payment of income taxes. |
| 2 | Common | Common Stock | 2023-01-24 | G | A | 32,112 | $0.00 | 4,896,816 | I | — | — | (F1) On January 24, 2023, Mr. Smith made a gift of 32,112 shares to the Smith Living Trust |
| 3 | Common | Common Stock | 2023-01-24 | G | D | 32,112 | $0.00 | 303,286 | D Smith Living Trust | — | — | (F1) On January 24, 2023, Mr. Smith made a gift of 32,112 shares to the Smith Living Trust |